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29 Jun 2020, 11:19 am
Glancy Prongay & Murray LLP (“GPM”) reminds investors of the upcoming July 6, 2020 deadline to file a lead plaintiff motion in the class action filed on behalf of Hallmark Financial Services, Inc. [read post]
28 Jan 2014, 9:25 am
The Service is accepting grant proposals for 2014 until March 14th. [read post]
21 Nov 2009, 8:52 am
In the wake of these cases, as well as Enron and the unanticipated and significant decline in the financial position of other public companies, the role of the securities analyst was scrutinized by Congress, the Securities and Exchange Commission (the “SECâ€), state regulators and various self-regulatory organizations. [read post]
28 May 2024, 6:30 am
In addition, the Treasury Sub-Committee on Financial Services Regulations has written to Nikhil Rathi, Chief Executive of the FCA, in advance of Parliament being dissolved on 30 May 2024. [read post]
27 Mar 2023, 10:21 am
We can work together to get you the financial assistance you need and deserve. [read post]
26 Jun 2017, 12:55 pm
The trade associations include the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, Mortgage Bankers Association, and the Real Estate Services Providers Council, Inc. [read post]
23 Nov 2015, 6:30 am
Married adults need to know each other’s final wishes, such as burial or cremation and services. [read post]
2 Apr 2013, 6:13 am
KaplinskyIn several blog posts and a legal alert, we have written about the Dodd-Frank requirement for the CFPB to conduct a study of the use of arbitration in consumer financial services agreements. [read post]
14 Jul 2015, 5:00 am
Levin The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable (Associations) have filed a joint letter commenting on the final results of the CFPB’s arbitration study released in March 2015. [read post]
25 Jun 2012, 8:18 am
The Dodd-Frank Act requires the CFPB to conduct a study of the use of arbitration in consumer financial services agreements and authorizes the CFPB to limit or prohibit the use of arbitration based on the CFPB’s findings. [read post]
7 May 2018, 1:08 pm
This suspension is indefinite, until LeVine provides FINRA the information requested from him, or until it is converted into a complete bar from financial services. [read post]
11 Nov 2021, 7:40 am
Targeted advertising has become an important marketing tool for many providers of consumer financial services. [read post]
24 May 2016, 4:27 am
The proposed rule would prohibit covered providers of certain consumer financial products and services from using an agreement with a consumer that provides for arbitration of any future dispute between the parties to bar the consumer from filing or participating in a class action with respect to the covered consumer financial product or service. [read post]
15 Jun 2022, 6:29 am
On 14 June 2022, the Financial Ombudsman Service (FOS) published a discussion paper on possible changes to its future funding model. [read post]
24 Nov 2015, 1:34 pm
CFPB Monitor continues to be the only blog focused on the CFPB and one of only two blogs focused on consumer financial services in the ABA’s top 100. [read post]
5 Mar 2014, 1:00 pm
It seems that instead of complaints about consumer financial products and services, the CFPB could find itself hearing from consumers who are unhappy with the amount of their IRS refunds. [read post]
26 Oct 2009, 2:17 pm
Click here to view the House Financial Services Committee version of the bill. [read post]
11 Nov 2018, 9:03 am
[Luetkemeyer press release; Norbert Michel, Forbes; John Berlau, Forbes; trade group Community Financial Services of America] Tags: banks, regulation and its reform [read post]
22 Jan 2018, 9:54 am
The instruments are: Dispute Resolution: MiFID 2 Complaints (Voluntary Jurisdiction) (Financial Ombudsman Service) Instrument 2017 (changes effective 3 January 2018); Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) (Financial Ombudsman Service) Instrument 2017 (changes effective 3 January 2018); Enforcement (Packaged Retail and Insurance-based Investment Products Regulations 2017) Instrument 2018 (changes… [read post]
15 Jul 2021, 1:52 am
In this month’s podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. [read post]