Search for: "SECURITIES CORP."
Results 9161 - 9180
of 11,589
Sort by Relevance
|
Sort by Date
21 May 2010, 12:26 pm
andnbsp;Several of the brokers involved came to Westpark from broker-dealers that had lengthy disciplinary records and that FINRA has expelled from the securities industry, such as Stratton Oakmont, Inc., LH Ross andamp; Co., Salomon Grey Financial Corp. and Continental Broker-Dealer Corp. [read post]
21 May 2010, 7:21 am
Security Servs. [read post]
21 May 2010, 6:50 am
It agreed with the district court that such a situation was “indistinguishable” from a post-removal denial of class certification, and thus pointed to its recent decision in Cunningham Charter Corp. v. [read post]
21 May 2010, 5:00 am
Bank of America Corp. [read post]
21 May 2010, 4:34 am
Securities & Exchange Comm’n, 320 U.S. 708 (1943) and the Rule of Necessity. [read post]
20 May 2010, 7:31 am
” Cabot Corp. [read post]
20 May 2010, 3:00 am
See In re South Beach Securities, Inc., Seventh Cir. [read post]
19 May 2010, 4:15 pm
Department of Labor's Occupational Safety and Health Administration (OSHA) found that the Port Authority Trans-Hudson Corp. violated an employee's rights by disciplining him for exercising his rights under the Federal Railroad Safety Act. [read post]
19 May 2010, 9:06 am
Doctrine, forthcoming in the Journal of National Security Law & Policy. [read post]
18 May 2010, 6:31 am
Known as Corp Fin, this Division is responsible for reviewing filings by public companies under the Securities Act of… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
17 May 2010, 7:46 pm
He famously rejected Bank of America's / Merrill Lynch's initial settlement with the Securities Exchange Commission over misleading proxy statements about the merger. [read post]
17 May 2010, 7:07 am
Without comment, the Court declined to hear Cablevisions Systems Corp. v. [read post]
17 May 2010, 6:45 am
Docx parent company, Lender Processing Services, said in a filing with the Securities and Exchange Commission that its subsidiary made an “error in the notarization of certain documents, some of which were used in foreclosure proceedings across the country. [read post]
17 May 2010, 5:09 am
Navigating Corp Fin's Comment Process Join us tomorrow for the webcast - "Navigating Corp Fin's Comment Process" - to hear former SEC Senior Staffers Linda Griggs of Morgan Lewis & Bockius, John Huber of Latham & Watkins, Da [read post]
15 May 2010, 5:00 am
To ensure adequate representation among the officer corps means ensuring strong representation at the lower levels. [read post]
14 May 2010, 9:49 pm
Sears Holdings Corp., 2010... [read post]
14 May 2010, 2:12 pm
Pubco Corp., et al., C. [read post]
14 May 2010, 8:31 am
See excerpt of Lobdell's report below: ...over three years ending in 2005, InterOil paid Direct Employment Services Corp. [read post]
14 May 2010, 2:59 am
This gaping hole in the security system for the food supply chain makes it impossible to track all potential sources of contamination. [read post]
13 May 2010, 1:40 pm
Duval, Jr. found the Corps could be held liable under the Federal Tort Claims Act for six n [read post]
