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10 Jun 2016, 3:13 am
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]
21 Feb 2019, 3:34 am
” Melissa anticipates that the trend of D&O cyber lawsuits will continue and more lawsuits will be filed due to: – Cyber events that occur – Existing and evolving privacy and cybersecurity regulation and enforcement in the US, Canada, EU and globally – Interest of plaintiffs attorneys in pursuing these lawsuits – Settlement of some of these lawsuits (which has occurred in certain lawsuits) – Blind spots/shortcomings regarding how certain organizations and… [read post]
8 Jan 2013, 4:14 am
- Broc Romanek [read post]
19 Jan 2010, 4:43 am
- Broc Romanek [read post]
3 Jun 2010, 4:00 am
- SEC Not Swayed by Companies' Post-Apache Arguments - Study: Electing Directors - More on "Surfing Champion Surfaces in a Proxy Filing" - A New Site for Shareholders: Lemonjuice.biz - Broc Romanek [read post]
4 Nov 2009, 4:41 am
Here are some of the latest entries: - Avoiding Market Misperception of Tax Withholding Transactions - Survey Results: Use of Enterprise Risk Management (and Disclosure Thereof) - Analysis: Recent Corp Fin Accounting Comments - Fifteen Risk Factors for Poor Governance - How Colleges (and Law Schools) Are Changing - Broc Romanek [read post]
29 Apr 2014, 3:53 am
In this 2-minute video, I describe the criteria – in practical terms – of being appointed a SEC Commissioner: Webcast: “Latest Developments in IPOs & Capital Raising” Tune in tomorrow for the webcast – “Latest Developments in IPOs & Capital Raising” – to hear Jocelyn Arel of Goodwin Procter; Steve Bochner of Wilson Sonsini; Dave Lynn of TheCorporateCounsel.net and Morrison & Foerster; and David Strong, Partner of Morrison & Foerster… [read post]
25 Jul 2014, 5:08 am
- Broc Romanek [read post]
2 Nov 2009, 3:07 am
- Broc Romanek [read post]
13 Jul 2010, 4:38 am
- Broc Romanek [read post]
20 Oct 2010, 4:28 am
Here is an anonymous poll to survey why you haven't submitted a letter: Online Surveys & Market Research - Broc Romanek [read post]
25 May 2012, 4:26 am
Deal Cube Tournament: Round One; Third Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Milwaukee Brewers Beer Tap - Pill Bottle - Palindromic News - Curved Online Surveys & Market Research - Broc Romanek [read post]
8 Mar 2013, 4:19 am
- Broc Romanek [read post]
18 Mar 2013, 3:59 am
- Broc Romanek [read post]
13 Oct 2017, 3:27 am
Now with the SEC creating a similar “Cyber” unit, John Reed Stark shared this great pic of his former office on LinkedIn: – Broc Romanek [read post]
18 Jan 2012, 3:14 am
- Broc Romanek [read post]
18 May 2016, 2:51 am
SEC Enforcement Chief Gives Update on Private Equity In this blog, Steve Quinlivan covers this speech by Andrew Ceresney, Director of the SEC’s Division of Enforcement, about the SEC’s private equity enforcement initiative… – Broc Romanek [read post]
17 Dec 2018, 3:15 am
This memo from Davis Polk outlines the key takeaways (we’re posting memos in our “Restricted Stock” Practice Area on CompensationStandards.com): – The measurement period to determine whether the employer satisfied the eligibility requirement that 80% of U.S. employees received grants is measured on a single calendar year basis and does not take into account grants made in prior years – Employers must withhold taxes at the maximum individual rate in effect at the time… [read post]
4 Dec 2008, 11:08 am
- Broc Romanek [read post]
7 Mar 2011, 4:01 am
- Broc Romanek [read post]
