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27 Sep 2022, 9:05 am
His previous employers include Nationwide Securities, LLC (CRD# 11173) of Elbridge, NY, 1717 Capital Management Company (CRD# 4082) and MML Investors Services, Inc. [read post]
3 Apr 2024, 1:14 pm
Dukes was incorporated in California in 1958 to manufacture and supply engineering components for the aerospace industry. [read post]
17 Mar 2010, 2:24 pm
Verizon asserts that it satisfies the domestic industry (economic prong) requirement through its significant investments in plant and equipment, employment of labor and capital, and engineering, research and development activities related to products and services that embody the Asserted Patents. [read post]
10 May 2012, 9:55 am
Beazer Homes USA, Inc. [read post]
3 Nov 2011, 11:49 am
Seeing the writing on the wall, in September, the Financial Industry Regulatory Authority required MF Global to reduce its leverage by setting aside more capital. [read post]
16 Oct 2012, 4:05 pm
He stressed that with economic growth, financial service companies will periodically need more capital to stimulate this, and, as a result, they won't be able to attract new capital unless ROEs and valuations adjust accordingly. [read post]
24 Oct 2023, 2:36 pm
Anesthesia Partners, Inc. [read post]
13 Nov 2009, 11:26 am
In July, as noted, the SEC leveled charges of fraud at two highly popular private deals — involving Medical Capital Holdings Inc. and Provident Royalties LLC — that raised $2.7 billion. [read post]
28 May 2009, 4:37 pm
The fund provides growth equity and debt capital to support growing businesses in a wide range of industries, including information technology, manufacturing, distribution, business services, energy services and others. [read post]
16 Sep 2014, 11:26 am
WSJ reports: AgFeed Industries Inc. inflated its revenue by $239 million by creating fake invoices for the sale of feed and purported sales of hogs that didn’t actually exist, among other methods, the SEC said when it filed suit against the company in March. [read post]
14 Nov 2008, 11:36 am
Paulson & Co., Inc.; Soros Fund Management, LLC; Renaissance Technologies, LLC; Harbinger Capital Partners; and Citadel Investment Group, LLC. [read post]
17 Dec 2017, 3:28 pm
It’s been lingering in the collective conscience of the industry for at least a century. [read post]
13 Dec 2007, 9:46 am
ET This audio conference, co-sponsored by Pike & Fischer and the ABA's Section of Science & Technology Law, is a first-of-its-kind opportunity for attorneys and business leaders to gain practical guidance from industry professionals on how best to harness the power of Web 2.0 while mitigating legal risks. [read post]
12 Aug 2022, 6:52 am
Posted by Lindsey Stewart, Morningstar, Inc., on Friday, August 12, 2022 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
12 Aug 2022, 6:52 am
Posted by Lindsey Stewart, Morningstar, Inc., on Friday, August 12, 2022 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
26 Feb 2012, 1:17 pm
The managed futures industry will be in New York on April 18th for the NIBA Conference event and on April 19th for the CTA Expo. [read post]
1 Nov 2023, 12:38 pm
(CRD#:23131), MORGANTOWN, WV, B, 08/27/1986 – 11/02/2018, SIGNATOR INVESTORS, INC. [read post]
28 Dec 2020, 9:39 am
A commitment to maintain the capital and liquidity of the subsidiary industrial bank at such levels as the FDIC deems appropriate, and take such other actions as the FDIC deems appropriate to provide the subsidiary industrial bank with a resource for additional capital and liquidity including, for example, pledging assets, obtaining and maintaining a letter of credit from a third-party institution acceptable to the FDIC, and providing indemnification of the… [read post]
22 Sep 2021, 9:23 am
Citigroup Global Markets Inc. [read post]
25 Jan 2016, 8:55 am
” The panel agreed that capitalization rates are at historic lows, and that incidents of cash deals has decreased, as buyers are increasingly relying on financing to close deals. [read post]
