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6 Oct 2009, 9:24 am
Among the firms that reportedly sold either one or both of the investments inProvident and Medical Capital: Securities America, GunnAllen Financial American Portfolios Financial Services, Capwest Securities, J.P. [read post]
19 Jul 2012, 9:11 am
On July 18, 2012, the Director of United States Citizenship and Immigration Services (USCIS), Alejandro Mayorkas, announced that USCIS will be creating a new office to oversee administration of the EB-5 Immigrant Investor program. [read post]
24 Sep 2011, 9:55 am
Obama recently announced he supported), the House Financial Services Committee, led by Chairman Spencer Bachus (R-AL) and Vice Chair David Schweikert (R-AR) held a hearing this week on additional bills that have been proposed to help smaller businesses raise capital. [read post]
1 Dec 2009, 11:48 am
The new rule was established in the wake of Sharon Keller's "We close at 5" debacle. [read post]
7 Jan 2010, 6:19 am
The proposals in their entirety are quite detailed and specific in some areas (the components of regulatory capital, for example) and merely conceptual in others, with details yet to be developed (the new leverage ratio, for example). [read post]
12 Sep 2024, 7:45 am
The Financial Services and Markets Act (FSMA) 2023 revoked assimilated law on financial services so that areas of regulation covered by assimilated law can be made consistent with the UK’s FSMA model approach. [read post]
12 Mar 2014, 10:56 am
If successful these class actions could wipe out GE whose market capitalization is estimated at $260 billion. [read post]
31 Aug 2012, 2:30 pm
50-Page Limit for CA Successive Habeas Petitions: Scott Graham of The Recorder reports on the California Supreme Court's ruling Thursday, that all successive capital habeas corpus petitions be limited to 50-pages, spelling out which claims are new, which have been previously raised and rejected, which could have been raised, and which claims a federal court deemed unexhausted. [read post]
19 Sep 2024, 9:22 am
Reforming the UK retail disclosure rules As part of the ongoing reform programme for the UK’s capital markets, HMT and the FCA confirmed that they are committed to replacing EU-inherited consumer cost disclosure regulation with a new framework tailored to UK markets and firms. [read post]
17 Mar 2010, 2:24 pm
On March 16, 2010, Verizon Communications Inc. of New York, New York and Verizon Services Corp. of Arlington, Virginia (collectively, “Verizon”) filed a complaint requesting that the ITC commence an investigation pursuant to Section 337. [read post]
2 May 2022, 10:12 am
Avista Capital Partners has announced it has closed on the sale of Inform Diagnostics to Fulgent Genetics for approximately $170 million. [read post]
14 Nov 2014, 6:08 am
In exchange, providers receive a monthly capitation payment of approximately $3800 for each beneficiary enrolled in the health care plan. [read post]
11 Sep 2018, 1:39 pm
His previous employers include Prime Capital Services, Inc. [read post]
31 Mar 2008, 8:21 am
That's the title of a Sunday editorial in the Amarillo Globe-News about the West Texas capital PD office. [read post]
16 Apr 2011, 9:13 am
There are also third party capital introduction services, including websites that bring managers and qualified investors together. [read post]
3 Sep 2014, 4:10 am
Under Germany's tax law, church members are assessed another 8% or 9% which goes to pay the salaries of clergy, charitable services and other expenses of the church. [read post]
7 Sep 2018, 7:38 am
Read the SEC Order in the Massachusetts Financial Services Case (PDF) Read the SEC Complaint in the Group Grenda Case (PDF) In latest A-share discount snafu, broker-dealer pays $1.37 million to clients, InvestmentNews, September 5, 2018 More Blog Posts: New Report Suggests Banco Popular de Puerto Rico Could Be Held Liable Over Island’s Final Junk Bond Issuance, September 6, 2018 Investors Bilked in $1.2B Woodbridge Ponzi Scam Must Pay 16% to Borrow on What They Are Owed,… [read post]
1 Sep 2010, 2:58 am
This would place California on par with New York’s minimum capital and surplus requirements; currently the only other state requiring at least $45,000,000 for eligibility. [read post]
3 Jan 2024, 3:00 am
Campaign Finance Arizona: “Judge Rebuffs GOP Lawmakers’ Bid to Block Arizona Voters’ Dark Money Law” by Howard Fischer (Capitol News Services) for Arizona Daily Star Illinois: “Big Money, Big Problems. [read post]
19 Sep 2008, 11:35 am
That, in turn, suppresses these firms' share prices and makes it harder for them to sell new shares to raise capital. [read post]
