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15 Feb 2019, 6:14 am
Chamber Center for Capital Markets Competitiveness; and Linda Moore, TechNet, on Wednesday, February 13, 2019 Tags: Conflicts of interest, Engagement, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder communications, Shareholder proposals, Shareholder voting, Transparency Guidance on Books-and-Records Inspection Rights Posted by William Savitt, Ryan A. [read post]
14 Feb 2019, 9:01 pm by Jim Sedor
Communications between the Justice Department and American Media Inc. offer the fullest picture to date of interactions between the tabloid publisher and the Saudis ahead of AMI’s release last year of flattering magazine about Saudi Arabia’s young leader. [read post]
6 Feb 2019, 4:14 am by Andrew Lavoott Bluestone
At that time, Hugh had a 100% ownership interest in defendant January Management, Inc., general partner of nonparty January Partners, L.P., which was the sole member of Magic. [read post]
4 Feb 2019, 11:52 am by Race to the Bottom
The open source community was founded largely in opposition to market-dominating large vendors with proprietary computing practices. [read post]
31 Jan 2019, 4:23 pm by Rob Robinson
Barrenechea further added, “We welcome Catalyst’s leading corporate and legal customers, partners and employees to the OpenText community. [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin, Phillip… [read post]
29 Jan 2019, 9:08 am by John Elwood
Hawaii Wildlife Fund, 18-260, and Kinder Morgan Energy Partners, L.P. v. [read post]
14 Jan 2019, 5:50 am
In Janus, the Court held that only the “maker” of a statement—one who has “ultimate authority” over the statement’s content and whether to communicate it—can be liable for violations of Rule 10b-5(b). [read post]