Search for: "Gary Gensler"
Results 901 - 920
of 1,256
Sort by Relevance
|
Sort by Date
16 Jul 2021, 7:08 am
On June 7, 2021, SEC Chair Gary Gensler announced that he had asked the SEC Staff to "make recommendations . . . on how we might freshen up Rule 10b5-1. [read post]
16 Jul 2021, 6:19 am
In prepared remarks on June 23, 2021, Chair Gary Gensler of the Securities and Exchange Commission (SEC) provided additional insight into the commission’s recently announced regulatory agenda and its shift in priorities. [read post]
16 Jul 2021, 6:18 am
Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Saturday, July 10, 2021 Tags: No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Chair Gensler’s Remarks at the Asset Management Advisory Committee Meeting Posted by Gary Gensler, U.S. [read post]
15 Jul 2021, 2:54 pm
In its June 21, 2021 decision in Goldman Sachs Group, Inc. v. [read post]
15 Jul 2021, 11:08 am
Gary Gensler, the Chair of the SEC, will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
14 Jul 2021, 2:23 pm
In a statement in the agency’s press release, SEC Chair Gary Gensler emphasized that certain aspects of the SPAC transaction structure create risks and impose obligations on the SPAC and its executives, particularly with respect to due diligence. [read post]
13 Jul 2021, 9:05 am
Davis Inc. noted that a conscious decision was made in crafting the recommendation not to mandate business decisions or practices on SEC registrants, but instead make the focus on disclosure and transparency.SEC Chair Gary Gensler said he has asked the SEC staff to consider ways that the Commission can enhance transparency of D&I in the asset management industry. [read post]
13 Jul 2021, 5:54 am
July 13, 2021 Clients, Friends, Associates: We hope that this message finds you well and that you are enjoying the first months of summer. [read post]
12 Jul 2021, 5:55 am
SEC’s ESG Developments The SEC’s focus on ESG disclosure, which began under Acting Chair Allison Lee, continues to be a priority under Chair Gary Gensler, who was sworn into office on April 17, 2021. [read post]
11 Jul 2021, 6:01 am
Posted by Gary Gensler, U.S. [read post]
9 Jul 2021, 7:07 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
8 Jul 2021, 5:58 am
Securities and Exchange Commission (SEC) culminated in the promulgation of restrictive amendments to proxy advisory rules in July 2020 that SEC Chair Gary Gensler recently indicated the Commission may revisit. [read post]
7 Jul 2021, 12:31 pm
Gary Gensler, Chair of the U.S. [read post]
7 Jul 2021, 12:31 pm
Gary Gensler, Chair of the U.S. [read post]
7 Jul 2021, 12:31 pm
Gary Gensler, Chair of the U.S. [read post]
3 Jul 2021, 6:00 am
“I’m honored and delighted to welcome Attorney General Grewal to the SEC,” said SEC Chair Gary Gensler. [read post]
3 Jul 2021, 6:00 am
“I’m honored and delighted to welcome Attorney General Grewal to the SEC,” said SEC Chair Gary Gensler. [read post]
30 Jun 2021, 11:05 am
Yesterday, Chair Gary Gensler and Investor Advocate Rick Fleming hosted a roundtable discussion with the students and faculty of the University of Texas at Arlington's Department of Finance and Real Estate. [read post]
28 Jun 2021, 5:50 am
On June 7, 2021, Securities and Exchange Commission (SEC) Chair, Gary Gensler, expressed concern about potential abuses of Securities Exchange Act Rule 10b5-1 and announced that he expects to revise the rule. [1] The agency followed with an updated regulatory agenda which signals that proposed new rules may come before the end of the year. [read post]
28 Jun 2021, 3:15 am
In a speech delivered last week, SEC Chair Gary Gensler confirmed that he has the beneficial ownership reporting rules in his sights. [read post]
