Search for: "In Re National Office Products, Inc."
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8 Dec 2021, 11:27 am
Annual Re-Certification of CFTC Exemptions. [read post]
8 Dec 2021, 7:27 am
Annual Re-Certification of CFTC Exemptions. [read post]
13 Dec 2024, 1:18 pm
The Chief Compliance Officer (“CCO”) of an RIA must conduct a review of the RIA’s compliance policies and procedures annually. [read post]
20 Dec 2024, 9:49 am
While we’re here, I’ll recommend Bill MacLeod’s considerably more recent discussion here. [read post]
1 May 2020, 2:11 am
SPECIAL THANKS We appreciate the assistance of Emmanuelle Naulais at Brown Rudnick, Paris Office with the following discussion on French, law, regulation and practice. [read post]
8 May 2007, 5:27 am
.: American Association of Retired Persons Abandon: To knowingly give up without intent to return or re-claim. [read post]
21 Nov 2009, 4:14 pm
During the "unreviewed" Q3 2009 10-Q conference call, an embittered Patrick Byrne expressed his utter contempt for Grant Thornton saying: I am dissing [is people on the scene] -- I mean, I think Grant Thornton -- we're not going to be exchanging Christmas cards. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
17 Oct 2009, 5:22 pm
Whether god or satan, heaven or hell, war or peace "won" the twentieth century, the world's greatest peace-making body was created during it -- the United Nations. [read post]
