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4 May 2012, 7:11 am
Law firms representing shareholders are fighting over a settlement in class-action lawsuits against the Bank of America board over its Merrill Lynch acquisition is adequate. [read post]
30 Sep 2008, 5:24 pm
Merrill Lynch and Lehman Brothers are names soon to fade into history, but some reminders of happier times for both securities firms linger, in the form of upbeat recruiting videos still on their Web sites. [read post]
3 Nov 2009, 10:01 pm
It's the Brown from the Merrill Lynch- Enron case. [read post]
9 Sep 2009, 3:35 pm
The WSJ reports that Bank of America has responded by letter to the New York AG's charges that its proxy statement in connection with the Merrill Lynch merger was misleading and that it was hiding behind the attorney-client privilege. [read post]
8 Sep 2008, 1:32 pm
GLG Partners, the publicly traded hedge fund, said on Monday that it has hired two new portfolio managers from Merrill Lynch to help manage technology and energy investments from its headquarters in London. [read post]
28 Sep 2009, 3:44 pm
Ohio's attorney general, Richard Cordray, said Monday that investors in his class-action lawsuit against Bank of America were trying to collect billions of dollars in damages resulting from the Merrill Lynch takeover. [read post]
24 Jan 2012, 1:25 pm
Groupon's I.P.O. underwriter, Bank of America Merrill Lynch, has the deal bug. [read post]
15 Sep 2010, 8:47 pm
The former Merrill Lynch banker had been charged as part of the Enron Barge case. [read post]
27 Aug 2009, 3:02 am
Robert McCann, ex-head of Merrill Lynch's wealth management unit, is in talks to settle a suit he filed August 24 against Bank of America seeking to lift a noncompete clause, Reuters reported. [read post]
12 Jul 2010, 3:49 am
The Blackstone Group is taking over the management of the more than $2 billion Bank of America-Merrill Lynch Asian real estate fund, in a deal that will close in the third quarter, according to press reports. [read post]
17 Mar 2011, 9:49 am
Brown case, a former Merrill Lynch executive who was convicted of perjury and obstruction and is contesting these charges on several grounds. [read post]
2 Apr 2007, 8:38 am
In another blow for the SEC, and a huge potential problem for fee based brokers, the U.S. [read post]
20 Jan 2019, 7:57 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Christopher Hellman (Hellman), formerly associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) in December 2018, was sanctioned and barred from the securities industry by FINRA over accusations of potentially selling unapproved products. [read post]
30 Dec 2020, 7:19 am
Merrill Lynch settled the matter for $9,000 to avoid litigation. [read post]
10 Apr 2021, 9:51 am
Advisor James Babineaux (Babineaux), currently employed by Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
13 Jul 2018, 7:17 am
From June 2006 to March 2016, James was registered with Merrill Lynch. [read post]
16 Sep 2013, 11:07 am
Merrill Lynch & Co., S.D.N.Y., No. 1:13-cv-01531, 9/11/13). [read post]
13 Nov 2018, 5:57 am
Hibbard, an Ex-Louisville Investment Adviser for Merrill Lynch, Allegedly Operated a $4.4 Million Fraud Case Christopher Hibbard, an ex-Louisville investment adviser for Merrill Lynch, allegedly operated a $4.4 million investment fraud scheme, according to Court Documents from the U.S. [read post]
18 Jun 2019, 1:05 pm
Merrill Lynch allegedly denied Tanha’s request the same day, and although Tanha allegedly officially resigned from his position as treasurer of Entity A on January 6, 2016, and purportedly told Merrill Lynch that he was no longer working for Entity A, he continued to sit on, the AWC reports. [read post]
21 May 2011, 1:37 pm
But for the litigation brought against Merrill Lynch, the funeral homes would not have received the settlements paid by the Department of Insurance. [read post]
