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7 May 2019, 7:36 am
According to his FINRA broker record, it appears that Roveccio was formerly affiliated with Alexander Capital L.P., in Staten Island, New York. [read post]
6 May 2019, 6:23 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
3 May 2019, 1:43 pm
It’s irrational for rich people to vote, or to pick stocks instead of investing in Vanguard. [read post]
3 May 2019, 7:21 am
New York, the court for the first time suggested that the First Amendment applied to the states through the due process clause of the 14th Amendment. [read post]
26 Apr 2019, 7:33 am
American Express is referred to as AMEX on the New York Stock Exchange. [read post]
26 Apr 2019, 5:55 am
Sharfman, R Street Institute, on Wednesday, April 24, 2019 Tags: Council of Institutional Investors, Dual-class stock, Institutional Investors, IPOs, Listing standards, Market conditions, Private ordering, Shareholder rights, Shareholder value, Stock performance Five Ways to Enhance Board Oversight of Culture Posted by Steve W. [read post]
25 Apr 2019, 9:03 pm
In Chipotle’s latest Securities Exchange Act filing, the fast-casual restaurant chain reports receiving a new subpoena on April 18 in conjunction with the criminal investigation. [read post]
24 Apr 2019, 5:55 am
Their article has recently been used as authority by the Council of Institutional Investors’ (“CII”) in its petitions to the NASDAQ Stock Market (“NASDAQ”) and the New York Stock Exchange (“NYSE”) to amend their listing standards. [read post]
23 Apr 2019, 7:47 am
Turner of Latham & Watkins, who served as the lead cybercrimes prosecutor in the Southern District of New York, addressed the SEC’s comment letter process on companies’ financial disclosures. [read post]
21 Apr 2019, 10:14 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
16 Apr 2019, 2:49 pm
Enlarge / T-Mobile CEO John Legere (left) and then-Sprint CEO Marcelo Claure during an interview on the floor of the New York Stock Exchange on April 30, 2018. [read post]
10 Apr 2019, 6:09 am
The New York Times quoted China Law Blog’s own Steve Dickinson on the biggest problem with V.I.E. [read post]
4 Apr 2019, 7:23 am
Berger, Director of the SEC’s New York Regional Office, “Wedbush abandoned important responsibilities to its customers by looking the other way in the face of mounting evidence of manipulative conduct. [read post]
3 Apr 2019, 10:34 am
Thomson Reuters shares are listed on the Toronto and New York Stock Exchanges. [read post]
31 Mar 2019, 9:01 pm
In December 2006, H retired from his employment and began receiving benefits from his New York Stock Exchange Retirement Plan. [read post]
29 Mar 2019, 5:24 pm
The Circuit Court for the Southern District of New York tossed the complaint and the Second Circuit affirmed. [read post]
29 Mar 2019, 5:24 pm
The Circuit Court for the Southern District of New York tossed the complaint and the Second Circuit affirmed. [read post]
29 Mar 2019, 5:24 pm
The Circuit Court for the Southern District of New York tossed the complaint and the Second Circuit affirmed. [read post]
29 Mar 2019, 3:00 am
In New York, Avenatti is facing extortion charges after allegedly asking Nike to pay him millions of dollars in exchange for not making potentially damaging public disclosures about the company. [read post]
28 Mar 2019, 8:56 am
Welcome, Stephen, and thank you for taking the time to participate in this question-and-answer exchange for our readers. [read post]
