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9 Aug 2008, 6:00 pm
Oppenheimer Rochester National Municipals: Although not technically an ultra short term bond fund, this high-yield municipal bond can experience short-term volatility. [read post]
23 Feb 2012, 11:46 am
While BP will probably have to accept different terms as the operator, the settlement suggests that BP would pay $585 million for violations, less than 20 percent of what the company has provisioned, said Fadel Gheit, an analyst at Oppenheimer in New York. [read post]
10 Apr 2015, 2:19 pm
Joshua Felker, Assistant Director, Enforcement Division of the SEC; Congressman Darryll Issa (R-CA); Senator Ron Johnson (R-WI); Congresswoman Zoe Lofgren (D-CA); Maria Odman, Ombudsmen, Citizen and Immigration Services; Charles Oppenheim, Chief, Visa Controls Office, U.S. [read post]
3 Mar 2010, 2:24 am
Kaufmann, senior partner at Kaufmann Gildin Robbins & Oppenheim, reviews how federal and state franchise laws define what conduct is prohibited thereunder; the broad investigative powers possessed by federal and state franchise administrators; the criminal and civil proceedings they can institute; and who may be held liable for statutory violations. [read post]
10 Feb 2022, 6:00 am
Foster Professor of African and African-American Studies and Anthropology, and an Oppenheimer Research Scholar, at Harvard University. [read post]
11 Apr 2011, 1:57 am
"Defendant, an attorney, represented plaintiff in a tax assessment proceeding that she initiated against the Town of Oppenheim, Fulton County, during which she contends the Town was held in contempt. [read post]
19 Mar 2007, 3:42 pm
If you question whether you have been forced to sign a contract with a customer or vendor that violated your rights or the law, feel free to call Sylvester Oppenheim & Linde. [read post]
25 Jun 2015, 1:29 pm
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach Stifel Nicolaus & Company… [read post]
3 Sep 2009, 2:04 am
If you are a school administrator with a question about student/teacher safety, special education, accommodations, student rights, free speech or discipline, feel free to call Richard Oppenheim at 818-461-8500. [read post]
17 Sep 2020, 11:12 am
., Oppenheimer & Co. [read post]
1 Nov 2016, 9:06 am
According to Lawrence’s FINRA BrokerCheck, he was registered with Southwest Securities from August 2011 through December 2013, Oppenheimer & Co. from June 2008 through July 2011, and Merrill Lynch from April 2003 through June 2008. [read post]
13 Jul 2018, 5:39 am
” Prior to that, he was affiliated with Oppenheimer & Co. in Palm Beach Gardens, FL from November 2008 until May 2015. [read post]
9 Feb 2015, 4:01 am
Not easy to settle with four large organizations based overseas… Meanwhile, as noted in this blog, the SEC’s concept release on audit committees is expected as early as next month… SEC Grants Second Bad Actor Waiver With Conditions: Redux Recently, I blogged about the SEC granting its second bad actor waiver with conditions – to Oppenheimer & Co. [read post]
29 Jun 2019, 1:13 pm
Previous to Spire, Churchville, with 16 years in the industry, was a registered broker with Morgan Stanley (MS), Wachovia Securities, UBS Painewebber, and Oppenheimer and Co. [read post]
6 Aug 2008, 2:20 pm
The session took the form of a debate where Charles Oppenheim and I were debating the motion:"Curating and sharing research data is best done where the researcher's institution asserts IPR claims over the data".Charles was speaking for the motion and I was against. [read post]
20 Feb 2008, 10:05 am
Oppenheimer & Co. analyst Meredith Whitney estimated last month that the investment banks might have to record additional writedowns of $70 billion if the bond insurers fail. [read post]
3 Oct 2008, 10:40 pm
If you have questions related to employment law problems, feel free to contact Sylvester, Oppenheim & Linde. [read post]
8 Nov 2023, 11:04 am
David Kaye is a clinical professor of law at the University of California, Irvine, the co-director of the university’s Fair Elections and Free Speech Center, and the independent board chair of the Global Network Initiative. [read post]
8 Jul 2015, 2:29 pm
Oppenheim worked as a JPMorgan investment adviser. [read post]
20 Feb 2019, 9:30 pm
Susanne Pohl-Zucker is an independent scholar who lives in Oppenheim, Germany.Website: https://independentresearcher.academia.edu/SusannePohlZuckerAlma mater: MA 1991, Ph.D. 1997, University of Michigan Fields of interest: History of premodern criminal justice in Europe, legal procedure, ius commune, dispute resolution, law and emotions, disability historyDescribe your career path. [read post]
