Search for: "Principal Financial Group, Inc.," Results 901 - 920 of 948
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17 Nov 2008, 6:45 pm
NASD Arbitration Clause Includes Sabine Pilot Claims In re NEXT Financial Group, Inc., No. 08‑0192 (per curiam) I’ll let the Court take this one, too: The issue in this mandamus proceeding is whether a former securities broker must arbitrate a claim that his employer wrongfully discharged him for refusing to commit an illegal act. [read post]
7 Nov 2008, 2:42 pm by Blum & Silver, LLP
State regulators are fielding so many calls about Lehman's notes they're considering a task force to investigate the sales, said Rex Staples, general counsel for the North American Securities Administrators Association Inc., a group of 67 state and provincial regulators based in Washington. [read post]
4 Nov 2008, 10:28 pm
General Electric Co. added 7.6 percent while CIT Group Inc. and Principal Financial Group Inc. climbed more than 22 percent after people briefed on the matter said the government may broaden the focus of its rescue program. [read post]
26 Sep 2008, 11:45 pm
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WIPO General Assembly opens: New Director-General delivers acceptance speech (IPRoo) (IAM) (WIPO) (WIPO) (WIPO) (IPKat) (WIPO) (Intellectual Property Watch) (Intellectual Property Watch) (Managing Intellectual Property) (WIPO) (IP Menu News) CAFC: 'Point of novelty' design test thrown out; the value of amicus briefs: Egyptian Goddess,… [read post]
5 Sep 2008, 2:09 am
In addition, law firms conduct crash training for attorneys in the financial fields and create groups of lawyers from various disciplines to work on subprime cases, he says. [read post]
11 Jun 2008, 2:19 pm
Financial Institution Employees (Seattle-First National Bank), 475 U.S. 192 (1986), cast grave uncertainty on that standard. [read post]
9 Jun 2008, 4:40 pm
With more than 18,000 licensed brokers and insurance agents, World Financial Group and its World Group Securities Inc. brokerage affiliate have a bigger sales force than Merrill Lynch, whose 16,660 brokers make it the largest on Wall Street. [read post]
19 Apr 2008, 8:50 am
Weisman, Partner;former Managing Partner, China offices, Baker & McKenzie Mark Kirsch, Chair of Global Litigation and Dispute Resolution, Clifford Chance Stephen Denyer, International Development Partner, Allen & Overy Andrew Grech, Managing Director, Slater & Gordon Steven Mark, Legal Services Commissioner, New South Wales, Australia Osama Rahman, Ministry of Justice, United Kingdom Yours Truly Anthony Davis,… [read post]
10 Apr 2008, 10:38 am
Development General Counsel, DFS group., Ltd., Hong Kong.Here in Los Angeles, mediators deal with cross-cultural negotiation issues every day of the week. [read post]
20 Mar 2008, 8:49 pm
Leo Melamed, the principal architect of Globex, explained the reason for launching the e-trading system, "Today every financial center that is meaningful must have its own financial futures market. [read post]
17 Mar 2008, 4:30 am
This is the fourth in a series of postings on a multi-faceted corporate dissolution battle waged in Nassau County Supreme Court called Matter of Marciano (Champion Motor Group, Inc.) involving three partners and a luxury automobile dealership.Part I of the series (read it here) reviewed the basic facts of the case and discussed the defendants’ initial, unsuccessful challenge to Marciano’s standing to seek dissolution based on allegations that he deliberately… [read post]
21 Feb 2008, 3:36 am
Funding for these property acquisitions was to be generated principally through the financial contributions of the founding members. [read post]
19 Feb 2008, 3:30 am
(“Champion”) which was organized as a subsidiary of Champion Leasing Group, Inc. [read post]