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12 Jan 2019, 8:17 am by Renae Lloyd
The Company provides real estate securities and asset management services, according to Bloomberg. [read post]
  "The gap between the actual cost of providing skilled nursing and rehabilitation care and what Medicaid pays continues to widen," warned Joseph DeMattos, president of the Health Facilities Association of Maryland (HFAM). [read post]
16 Jul 2010, 5:16 pm by admin
Recently, President Obama demanded a $20 million fund be set up to provide oil spill relief. [read post]
17 Mar 2022, 11:17 am by Cynthia Marcotte Stamer
Stamer also shares her thought leadership, experience and advocacy on these and other concerns by her service as a management consultant,  business coach and consultant and policy strategist as well through her leadership participation in professional and civic organizations such her involvement as the Vice Chair of the North Texas Healthcare Compliance Association; Executive Director of the Coalition on Responsible Health Policy and its PROJECT COPE: Coalition on Patient Empowerment;… [read post]
12 Apr 2024, 11:24 am by Kaufman Dolowich
There is no defense to the bond claim that there is no fund due and owing by the owner to the general contractor to which the lien can a ach on the ground that the owner paid the general contractor all of the monies owed. [read post]
17 Apr 2020, 11:10 am by Kate Fort
Great Plains Tribal Chairmen’s Association: GPTCA Letter Sweeney (V. 3) We write to request that you call upon President Trump to remove Tara Sweeney as Assistant Secretary for Indian Affairs. [read post]
Maryland Amends its Securities Act Earlier this year the Maryland General Assembly amended parts of the Maryland Securities Act and added some new sections to it. The amendments went into effect on October 1, 2017. Changes to the Maryland Securities Act include the creation of the Securities Act Registration Fund, adoption of the North American Securities Administrators Association’s Senior Model Act to address financial exploitation of seniors, and changes in fees for certain filing categories. The amendments added a new section, Section 11-208, which establishes a Securities Act Registration Fund. The Fund’s purpose is “to help fund the direct and indirect costs of administering and enforcing the Maryland Securities Act.” The Fund will comprise registration fees, money that the State sets aside for the Fund in its budget, and any money accepted from any other source for the Fund’s benefit. The Fund cannot be used for any purpose other than administering and enforcing the Maryland Securities Act. The Maryland General Assembly also adopted NASAA’s Senior Model Act to address the financial exploitation of seniors. As discussed previously, NASAA adopted the Senior Model Act last year to provide state securities administrators with a framework for possible legislation to protect seniors and other vulnerable adults. The Maryland Securities Act now requires a broker-dealer or investment adviser who has a reasonable belief that a senior or other vulnerable adult has been financially exploited to inform the Maryland Securities Commissioner and a local department. A local department is a state authority tasked with addressing exploitation of vulnerable adults under Maryland’s family laws. The amendments will also permit a broker-dealer or investment adviser to delay disbursements from a senior or other vulnerable adult’s account if the broker-dealer or investment adviser reasonably believes that the disbursement could result in financial exploitation of the senior or other vulnerable adult. The amendments also
30 Nov 2017, 8:09 am by Elizabeth Dalziel
  New Section 11-407(b)(3) provides that a private fund adviser providing investment advice to one or more qualifying private funds shall pay an initial registration fee of $300 and a renewal fee of $300. [read post]
19 Sep 2022, 10:33 am by Florian Mueller
I wish the CJEU could conduct an inquiry into the extent to which that Developers Alliance is simply a Google front, and sanction Google should it turn out that Google's influence over that organization is (as I suspect) comparable to Apple's over ACT.On the occasion of ACT having been exposed by one of the most reputable news agencies in the world, let me provide a non-exhaustive list of articles in which I criticized ACT's astroturfing (in reversely chronological… [read post]
13 Mar 2011, 7:40 pm by By PETER LATTMAN and ANDREW ROSS SORKIN
Gupta sought to leave for a job at Kohlberg Kravis Roberts only weeks before he is said to have provided tips to the hedge fund manager Raj Rajaratnam, according to an audiotape recording released Friday. [read post]
14 Jun 2023, 4:06 pm by Marcia Delgadillo
Before launching a hedge fund that invests in Retail Forex, managers must be aware of the registration requirements imposed by the Commodity Futures Trading Commission (“CFTC”) as enforced by the National Futures Association (“NFA”). [read post]
2 Oct 2013, 9:27 am by Alexandra Allan
CPR 61.11 provides that a “claimant may constitute a limitation fund by making a payment into court”. [read post]
20 Dec 2007, 4:13 pm
A life insurance agent or broker in Oregon may not provide an inducement or valuable consideration of any kind that is not specified in the insurance policy. [read post]
  Although helpful, the Agencies consider it still too limited to provide a sufficient basis for assessing the competitive impact of a transaction involving an investment fund. [read post]
28 Jun 2011, 6:57 am by Michael Webster
(This mechanism is similar to how many QSR franchisee associations tax their members to fund the association's convention. [read post]
7 Jun 2011, 12:10 pm by James Hamilton
Red Rocks Capital, LLC, June 3. 2011.Section 12(d)(1)(A) is designed to address certain abuses associated with the pyramiding of investment companies, such as undue influence over the acquired investment company, the layering of fees, and complex fund structures. [read post]
15 Sep 2016, 6:49 am by John Jascob
These individuals and entities provide important services for the benefit of investors, and their participation and/or complacency in fraudulent activities is particularly malevolent in light their positions of trust, NASAA concluded. [read post]
17 Aug 2016, 10:13 am by D. Daxton White
The sanction was based on findings that Kuchel allegedly failed to provide complete testimony to FINRA during the course of an investigation into mutual fund transactions that occurred at his member firm. [read post]
8 Sep 2014, 9:26 am by Tom Smith
Each partner has committed to providing $250 million in funding with the option to each add another $500 million to the project. [read post]