Search for: "Prudential Bank "
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8 Oct 2023, 10:14 am
Cortés, & Javier Perote, Prudential regulation and bank solvency based on flexible distributions: An example for evaluating the impact of monetary policy Dmitry Erokhin, Tax effects on foreign direct investment—Just a rerouting Isabel P. [read post]
9 May 2013, 8:56 am
On April 1, 2013, the U.K. embarked on the twin peaks model of financial regulation, with the Financial Conduct Authority regulating the securities industry and professionals and the Prudential Regulation Authority regulating the banking industry and financial institutions. [read post]
23 Oct 2009, 5:40 am
Mr King counters that prudential regulation already draws such distinctions. [read post]
28 Jan 2009, 5:03 am
That is why the Volcker report recommends that money market funds which want to continue to offer bank-like services and assurances should be reorganized as special purpose banks and regulated as such.With regard to hedge funds, the FSA proposes what the Chair called a ``halfway house'' regulation under which funds with the potential to pose a systemic risk would be subject to prudential regulation. [read post]
14 Feb 2022, 4:50 am
To the extent such activities can be conducted in a safe and sound manner, the agencies will need to provide robust guidance to the banking industry on the management of prudential and consumer protection risks raised by crypto-asset activities. [read post]
11 Jan 2013, 7:01 am
The Bureau’s authority, in our view, is even weaker, because the prudential regulators have frequently justified their asserted access to privileged documents by their need to evaluate the “safety and soundness” of a bank’s operations. [read post]
27 May 2015, 9:30 pm
Like the SIC, the Prudential Supervisory Authority would consist of the chairs of agencies dedicated to financial oversight. [read post]
16 Sep 2017, 11:38 am
This is something about which Congress should really press the prudential regulators: how are they going to ensure that the banking system is protected against massive fraud and how are they going to ensure that the fraud isn't used for terrorism finance or other nefarious purposes? [read post]
17 Nov 2020, 6:38 am
It is the primary global standard setter for the prudential regulation of banks and provides a forum for cooperation on banking supervisory matters. [read post]
5 Oct 2012, 9:12 am
Other non-banks rumored to be under consideration as SIFIs include MetLife, Prudential, and General Electric. [read post]
15 Jun 2017, 5:30 am
The BoE is developing its micro prudential, firm level supervision approach. [read post]
12 Nov 2010, 10:05 am
In particular, the G-20 pledged to implement fully the new bank capital and liquidity standards and address too-big-to-fail problems.Also, with the European Parliament having just passed legislation similar to Dodd-Frank to regulate hedge funds, the G-20 committed to work in an internationally consistent and non-discriminatory manner to strengthen regulation of hedge funds, OTC derivatives and credit rating agencies. [read post]
13 May 2024, 12:06 pm
On 13 May 2024, the European Banking Authority (EBA) published a Consultation Paper on draft regulatory technical standards (RTS) on equivalent mechanisms for unfinished property under Article 124(12) of the Capital Requirements Regulation (CRR). [read post]
11 May 2009, 7:06 pm
I'm not quite sure if I missed this announcement or it just flew under the radar, but last week the CEO of Hartford Financial acknowledged that the Institutional Products Division was probably in play, when he mentioned they were "pursuing options" for the division that sells products to banks, brokers and in the structured settlement area. [read post]
22 Jul 2010, 5:33 pm
Yet while these considerations suggest why some form of mandatory disclosure may be necessary in the domain of prudential regulation, they also explain why bank disclosure tends to be a mixed bag: in both the US and Basel II, banks are required to disclose aggregate portfolio data but not any granular data that might compromise a bank’s proprietary information, even though this granular data is needed to estimate a bank's portfolio risk. [read post]
29 Aug 2023, 7:37 am
”To explain her point, Romero cited banking regulators’ draft Principles for Climate-Related Financial Risk Management (Prudential Principles), which were published in the Federal Register last year. [read post]
22 Feb 2019, 11:16 am
Earlier this month, the Conference of State Bank Supervisors (CSBS) filed a brief opposing the OCC’s motion to dismiss [link to blog] the second lawsuit filed by CSBS to stop the OCC from issuing special purpose national bank (SPNB) charters to fintech companies. [read post]
23 Jul 2021, 8:45 pm
In response to the Call for Evidence, the government has committed to the following next steps: HM Treasury, working closely with the Financial Conduct Authority, the Bank of England and the Prudential Regulation Authority, will review the overseas regulatory perimeter. [read post]
14 Dec 2018, 1:13 pm
The former NFL player sued both Bank of America and Merrill Lynch over the broker fraud. [read post]
24 Sep 2021, 5:00 am
For example, it is possible to look up different standards for different industries in the financials category, like commercial banking, insurance, investment banking and brokerage, etc. [read post]
