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3 Apr 2022, 9:01 pm by David M. Silk
  Over the past year, we have seen the growing integration of ESG into corporate communications and disclosures, whether it be discussion of ESG in earnings calls, transaction announcements, 10-Ks, proxy statements or press releases. [read post]
16 Sep 2011, 7:13 pm by Francis Pileggi
  The Court also required the production of the “independent auditor’s report and financial statements” as well as the unaudited financial statements because those documents are reasonably related to the purpose of valuing the membership interests. [read post]
1 Feb 2012, 11:02 am by Adam Zimmerman
  As the United Kingdom amends its class action procedures, it also has clarified and expanded the power of its Financial Service Authority (FSA) to seek consumer redress under the 2010 Financial Services Act. [read post]
10 Sep 2023, 1:52 pm by Lauren Aversa
High-profile data breaches and instances of online surveillance underscore the urgency of robust digital privacy laws to safeguard individual rights, corporate reputation, and success. [read post]
11 Apr 2024, 9:05 pm by renholding
In common law, however, contract formation is based on conduct and (detrimental) reliance. [read post]
27 Sep 2010, 1:11 am by Kevin LaCroix
The December sales, which took place two days after the Flowers transaction collapsed, and which represented a "liquidation of 97% of his Sallie Mae holdings," were "unusual for a corporate officer by any measure. [read post]
9 Aug 2024, 3:49 am by Rob Robinson
As the case progresses, it underscores the vital necessity for stringent data security measures within corporations handling vast amounts of sensitive information. [read post]
28 Jul 2007, 5:32 pm
The issue of corporate culture is an extremely important one. [read post]
17 Mar 2024, 6:18 pm
”[11] The reliance on preparatory work—in the parlance of the United States, something like a legislative history[12]--then, runs counter to a quite powerful stream of jurisprudence that emerged in its current form with the drafting of the first post-Revolutionary French Civil Code. [read post]
27 Jan 2008, 11:55 am
Third, given the global picture, corporate profits could stay high.All three assumptions are now coming under question. [read post]
27 Jan 2008, 1:08 am
Third, given the global picture, corporate profits could stay high.All three assumptions are now coming under question. [read post]
14 Mar 2018, 12:46 am by Kevin LaCroix
In FY 2017, the top three categories of tips from whistleblowers were Corporate Disclosures and Financials (19%), Offering Fraud (18%), and Manipulation (12%), with many tips falling in the catchall “Other” category (26%). [read post]
19 Mar 2020, 2:12 pm by Kevin LaCroix
They statements were instead “expressions of general corporate optimism. [read post]
23 Jul 2023, 9:05 pm by renholding
Division of Corporation Finance filing review process. https://www.sec.gov/divisions/corpfin/cffilingreview.htm. [read post]
3 Oct 2023, 6:30 am by Guest Blogger
The court thus rejected reliance on an interpretative note by the Revenue Service regarding a provision of its statutory mandate. [read post]
8 Jun 2022, 6:17 am by John Jascob
Nelson, J.D.The presumed purpose of the Lummis-Gillibrand Responsible Financial Innovation Act, sponsored by its namesakes, Sens. [read post]
15 Jun 2017, 5:07 pm by Kevin LaCroix
The operative complaint in the underlying lawsuit alleged that corporate officers committed wrongful acts, some of them before November 2008, that harmed the company financially. [read post]
15 Jun 2017, 5:07 pm by Kevin LaCroix
The operative complaint in the underlying lawsuit alleged that corporate officers committed wrongful acts, some of them before November 2008, that harmed the company financially. [read post]