Search for: "SEC v. Downe"
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24 Aug 2014, 5:30 am
The Ninth Circuit Sure Doesn’t Know–Nguyen v. [read post]
22 Aug 2014, 1:34 pm
His reading of the PPACA takes us down a rabbit hole where “state” doesn’t mean “state,” a “requirement” is in fact a “definition,” and inconvenient statutory provisions simply cease to exist. [read post]
19 Aug 2014, 7:33 am
The mechanic testified that the gate would have slammed down; store employees were present and they were put “at risk of significant injury” when the gate came down. [read post]
18 Aug 2014, 3:22 am
” The Court also suggested that it would be better left to the SEC or to Congress to provide a more comprehensive rule. [read post]
6 Aug 2014, 7:09 am
The employer’s assertion that the employee’s comp time claims were not preempted by Sec. 301 failed for substantially the same reasons. [read post]
5 Aug 2014, 5:00 am
SEC when the court struck down the shareholder access rule on spurious grounds. [read post]
4 Aug 2014, 2:34 pm
See, Securities and Exchange Commission v. [read post]
1 Aug 2014, 11:40 am
(b)(2)(v) Divided or one-way roads. [read post]
30 Jul 2014, 9:04 am
Circuit’s decision striking down the SEC’s conflicts mineral disclosure rule. [read post]
30 Jul 2014, 4:44 am
” The article reports that UBS disclosed that they are facing inquires about their own dark pool practices from the New York Attorney General, as well as from the SEC and “other regulators as part of an industry wide inquiry. [read post]
23 Jul 2014, 10:30 pm
In NFIB v. [read post]
23 Jul 2014, 5:00 am
Thus, the SEC's decision in National Association of Manufacturers v. [read post]
18 Jul 2014, 10:40 am
Certain individuals who have signature authority over, but no financial interest in, one or more foreign financial accounts (including officers and employees of the SEC-registered investment advisers who have only signature authority over foreign financial accounts) have been given an extension until June 30, 2015. [read post]
14 Jul 2014, 5:00 am
See SEC v. [read post]
3 Jul 2014, 5:55 am
The employee’s other claims failed on various grounds (Haight v NYU Langone Medical Center, Inc, June 27, 2014, Schofield, L). [read post]
30 Jun 2014, 9:14 am
Supreme Court handed down its decision in the much-anticipated case Burwell v. [read post]
25 Jun 2014, 12:57 pm
The SEC alleged that both SERS and the Philadelphia Board were investors in the funds prior to the political contribution and that the funds were in wind down mode, and that both SERS and the Philadelphia Board were already committed to TL Venture funds until the funds officially wound down. [read post]
20 Jun 2014, 5:49 am
According to the plaintiff, he was needed five days per week, and he didn’t think he had any choice but to come in that frequently because otherwise, he “would be letting [the director of student life] down, and would be letting the school down. [read post]
11 Jun 2014, 6:17 am
The employee filed this suit alleging race discrimination and retaliation under Sec. 1981. [read post]
9 Jun 2014, 3:50 am
’” [Quoting Paolino v Mace Sec. [read post]
