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14 Nov 2006, 4:10 pm
Press release: "Securities and Exchange Commission Chairman Christopher Cox today announced that investors are now able to search the contents... [read post]
8 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission today announced that it has unanimously approved measures that will shine more light... [read post]
4 Aug 2010, 3:33 am
Continental said Tuesday in a filing to the Securities and Exchange Commission that it would disclose in greater detail the negotiations that led it to merge with United Airlines. [read post]
21 Jul 2010, 3:03 pm
The Securities and Exchange Commission voted unanimously to propose a reduction in the fees that mutual fund investors pay for sales and marketing activities of brokers. [read post]
22 Sep 2008, 12:04 am
Securities and Exchange Commission today approved amendments to its emergency order of September 18 (Release No.... [read post]
4 Feb 2011, 11:57 am
The Securities and Exchange Commission on Friday moved to fill a key vacancy at the agency, promoting Mark D. [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
28 Aug 2012, 12:18 pm
The Securities and Exchange Commission's enforcement chief is out to dispel the "myth" of the revolving door. [read post]
22 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission has voted to require public companies and mutual funds to use interactive data... [read post]
30 Dec 2008, 3:11 pm
News release: "The Securities and Exchange Commission today delivered a report to Congress mandated by the Emergency Economic Stabilization Act... [read post]
11 Feb 2009, 2:42 pm
News release: "The Securities and Exchange Commission today announced settlements with KBR, Inc. and Halliburton Co. to resolve SEC charges... [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
SEC Staff Issues Summary Report of Sweep Examination of Structured Products Sold to Retail Investors
27 Jul 2011, 3:17 pm
News release: "The Securities and Exchange Commission staff today issued a report identifying common weaknesses seen in sales of structured... [read post]
6 Apr 2010, 5:13 am
The Securities and Exchange Commission still faces major obstacles in its efforts to reorganize its enforcement division, The Washington Post reports. [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
2 Jul 2008, 5:55 am
News release: "The Securities and Exchange Commission today published for public comment proposed rule changes to make the limits and... [read post]
7 Jul 2008, 10:37 pm
News release: "Today, Securities and Exchange Commission Chairman Christopher Cox and Board of Governors of the Federal Reserve System Chairman... [read post]
11 Jun 2008, 11:01 pm
News release: "The Securities and Exchange Commission today voted to formally propose a comprehensive series of credit rating agency reforms... [read post]
9 Feb 2011, 2:39 pm
News release: "The Securities and Exchange Commission today voted unanimously to propose amendments to its rules that would remove credit... [read post]
12 Nov 2011, 9:12 am
News release: "The Securities and Exchange Commission today announced that the agency filed a record 735 enforcement actions in the... [read post]
