Search for: "Securities and Exchange Commission"
Results 901 - 920
of 22,154
Sorted by Relevance
|
Sort by Date
17 Feb 2009, 2:47 pm
News release: "he Securities and Exchange Commission today charged Robert Allen Stanford and three of his companies for orchestrating a... [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
30 Dec 2008, 3:11 pm
News release: "The Securities and Exchange Commission today delivered a report to Congress mandated by the Emergency Economic Stabilization Act... [read post]
4 Feb 2011, 11:57 am
The Securities and Exchange Commission on Friday moved to fill a key vacancy at the agency, promoting Mark D. [read post]
4 Aug 2010, 3:33 am
Continental said Tuesday in a filing to the Securities and Exchange Commission that it would disclose in greater detail the negotiations that led it to merge with United Airlines. [read post]
SEC Staff Issues Summary Report of Sweep Examination of Structured Products Sold to Retail Investors
27 Jul 2011, 3:17 pm
News release: "The Securities and Exchange Commission staff today issued a report identifying common weaknesses seen in sales of structured... [read post]
6 Apr 2010, 5:13 am
The Securities and Exchange Commission still faces major obstacles in its efforts to reorganize its enforcement division, The Washington Post reports. [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
28 Jan 2019, 11:42 am
While many spent the final days of 2018 taking a much-needed break, the Securities and Exchange Commission (SEC) was busy […] [read post]
21 Jan 2011, 1:31 am
Life Partners Holdings on Thursday acknowledged it was under investigation by the Securities and Exchange Commission, confirming a story in The Wall Street Journal. [read post]
18 Oct 2010, 10:19 pm
News release: "The Securities and Exchange Commission today proposed rules that would enable shareholders to cast advisory votes on executive... [read post]
26 Jul 2011, 9:28 am
The Securities and Exchange Commission unanimously approved a plan to erase references to credit ratings from certain rulebooks. [read post]
10 Dec 2024, 12:43 pm
Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission. [read post]
22 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission has voted to require public companies and mutual funds to use interactive data... [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
11 Feb 2009, 2:42 pm
News release: "The Securities and Exchange Commission today announced settlements with KBR, Inc. and Halliburton Co. to resolve SEC charges... [read post]
11 Oct 2011, 4:20 pm
After pushing the envelope in accounting and corporate governance, Groupon and Zynga have shown the value of standards enforced by the Securities and Exchange Commission. [read post]
14 Jul 2010, 8:14 am
The Securities and Exchange Commission plans to vote on Wednesday whether to seek public comment on the accuracy of proxy voting in the United States. [read post]
30 Apr 2012, 5:46 pm
The company, an installer of rooftop solar energy systems, has filed a draft registration statement with the Securities and Exchange Commission. [read post]
