Search for: "Special Services Asset Management Company" Results 901 - 920 of 1,746
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15 Feb 2011, 8:32 am by Kara OBrien
Considered by the staff, but not recommended in the study, was the repeal of the exclusion from the definition of an investment adviser under the Advisers Act for a broker or dealer providing investment advisory services but the performance of such services is incidental to its business as a broker or dealer and which receives no special compensation for such services. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
  The project sponsored is Blockstack PBC, a Delaware public benefit corporation,  a company with a number of well-healed and well known investors. [read post]
20 Feb 2020, 8:22 am by David B. West
It is often set up to  manage family assets, so specialized expertise such as that of investment brokers or real estate agents may not be involved. [read post]
10 Dec 2018, 3:16 pm by Kevin LaCroix
John Reed Stark Lost amidst all of the turmoil surrounding the dramatic swings in the value of digital currencies is that the original idea for these digital assets is that  they might actually be used as exchange media, in place of traditional currencies. [read post]
7 Jan 2022, 2:20 pm by luiza
Specifically, the SEC alleged that TC Services didn’t disclose incentive compensation that TC Services and its wealth management advisers received for placing investors into a specific management account program over lower-cost alternatives. [read post]
7 Jan 2022, 2:20 pm by luiza
Specifically, the SEC alleged that TC Services didn’t disclose incentive compensation that TC Services and its wealth management advisers received for placing investors into a specific management account program over lower-cost alternatives. [read post]
That same day, the US Department of the Treasury’s Office of Foreign Assets Control (OFAC) also added several persons, responsible for the coup, or associated with it, to the blocked persons list (the Specially Designated Nationals and Blocked Persons (SDN List), including individuals and three entities. [read post]
1 Jul 2010, 11:35 am
Use of certain CDs and OTs, particularly for incorporation of special purpose companies, facilitates tax based structured finance activity by investment banks, which can have significant tax revenue effects. [read post]
2 Aug 2017, 9:00 am by Sarah Tate Chambers
On July 5, 2017, AlphaBay, an online marketplace specializing in the sale of illegal goods and services, went offline. [read post]
30 Jan 2020, 3:25 pm by Sarah Aberg and Kate Ross
Financial Technology—Digital Assets and Electronic Investment Advice OCIE will continue to monitor firms’ use of financial technologies to enhance services to investors and other service providers. [read post]
4 Jul 2016, 5:59 am by Nate Nead
Fees on indexed funds are typically much lower than actively-managed funds. [read post]
According to the statement of offense, Pinedo operated an online business called “Auction Essistence” from 2014 through the end of 2017, through which he sold services designed to circumvent the security measures of online payment companies. [read post]
5 Jun 2023, 8:32 am by Digital Resource
Online Reputation Management Law firms face the challenge of managing their online reputation effectively. [read post]
17 Aug 2009, 10:44 am
(South Yarmouth, MA; Luiz Roncelli, President) American Asset Recovery Contractors, Inc. [read post]
20 Sep 2007, 2:33 pm
It also raised its estimate on NPL recovery rate to 20 percent from 15 percent based on recent observations of Chinese banks and asset management companies. [read post]
3 Jan 2011, 3:00 am by Peter A. Mahler
  Lu, as president, was in charge of management and the service department. [read post]
9 Nov 2022, 2:11 am by Florian Mueller
In that case, it makes a lot more sense to use the 4G cellular standard and transmit data via existing base stations.There are many small companies, especially startups, that serve those needs with highly specialized (vertical) products. [read post]
27 Oct 2017, 8:00 am by Legal Beagle
According to accounts and documents, Bourbon and fellow directors have paid themselves millions in management fees.A provisional liquidator appointed by the Manx Financial Services Authority wanted to wind up ERF as soon as possibly (£12,000 of assets but £2.7 million unpaid debts) and warned a proposed re-financing scheme was a non-starter. [read post]