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26 Sep 2010, 9:00 pm
The court holds that NYU did not breach an implied contract by withholding MBA from a confessed inside trader. [read post]
22 Jun 2010, 4:38 am
Societe Generale, France's second-largest bank by market value, could have been forced into bankruptcy by Jerome Kerviel's unauthorized positions had they not been unwound immediately, a trader told a Paris court Tuesday, according to Bloomberg News. [read post]
30 Oct 2012, 5:40 am
The firm reportedly placing 100 fixed-income traders on leave. [read post]
23 Sep 2008, 5:40 pm
They've paid particular attention to the "Maghribi," Jewish traders in the Islamic Mediterranean of the Middle Ages. [read post]
16 Dec 2008, 12:05 am
Madoff, the trader accused of running a $50 billion Ponzi scheme, in an effort to return cash and securities to the firm’s clients. [read post]
20 Mar 2009, 6:11 am
Catherine Tsai, Houston Chronicle, Nacchio prison term delayed; tests show no cancer Mark Hamblett, NYLJ, law.com, Madoff's Attorney Faces Tough Questions in Bail Appeal Chris Reinolds, AJC, Alpharetta currency trader charged in Ponzi scheme - CRE Capital founder set to... [read post]
22 Sep 2008, 10:41 pm
Moreover, he is doing what short traders often do, running a bear raid for over a year and one-half, by talking down the... [read post]
25 Jun 2010, 4:39 am
Hall, the former Citigroup energy trader whose proposed $100 million bonus created an uproar about excessive Wall Street compensation, posted a drop of more than 10 percent last month, The Wall Street Journal reported. [read post]
30 Jul 2015, 9:41 am
Since the financial crisis in 2008, the DOJ has been teaching yet another generation of insider traders the important lesson that one shall not trade on confidential inside information. [read post]
29 Apr 2010, 12:16 pm
FINRA announced today that it has permanently barred Tod Bretton, former Chief Compliance Officer and Head Trader for Prestige Financial, Inc., of New York, for engaging in a fraudulent trading scheme that generated approximately $1.3 million in profits for him... [read post]
24 Feb 2009, 12:50 pm
Machado, a former fixed income trader at two related entities, Leumi Investment Services Inc. [read post]
10 Aug 2007, 5:00 am
On any given day, traders are exchanging rumors of a hedge fund that has blown up or a Wall Street brokerage firm that has incurred losses [...] [read post]
8 Feb 2010, 1:05 am
Even the Canadians are inside traders?! [read post]
19 May 2012, 6:16 pm
According to current and former traders, the senior banker who has been blamed for the debacle, Ina Drew, began to lose her grip on the chief investment office as early as 2010, Jessica Silver-Greenberg and Nelson D. [read post]
14 Sep 2010, 3:59 am
The Securities and Exchange Commission has spent 15 years remaking the stock market into 11 competing exchanges and hundreds of computer-driven traders. [read post]
30 Mar 2021, 10:00 pm
The Commodity Futures Trading Commission (CFTC) announced last week that it has obtained another admission from a trader of violations of the Commodity Exchange Act and CFTC regulations, demonstrating its continued aggressive enforcement of its market anti-manipulation provisions. [read post]
28 Dec 2006, 12:00 am
VAT:In 2006 it became apparent to most observers that missing trader intra-community fraud or MTIC... [read post]
17 Nov 2020, 7:59 am
Because when you combine easy access to Trader Joe's, difficulty exercising indoors or out, and medical marijuana joints on every corner, unwelcome... [read post]
19 Nov 2018, 1:40 pm
The following law review article relating to securities regulation is now available in paper format: Alexander Abedine, Note, The Symbiosis of High Frequency Traders and Stock Exchanges: A Macro Perspective, 14 N.Y.U. [read post]
16 Mar 2009, 10:40 am
Many traders and bankers remember where they were when they learned that Bear was being sold to JPMorgan Chase for the astoundingly low price of $2 a share, with the government [...] [read post]
