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30 Mar 2007, 9:24 am
Solengo Capital coverage (scroll down) [DealBreaker] Ex-Amaranth traders ask blogs to remove materials [Reuters] [read post]
19 Aug 2021, 9:25 am
Rather, Amazon appears to be following a playbook similar to the one embraced by grocers Aldi and Trader Joe’s. [read post]
5 Oct 2009, 5:34 pm
Traders with that much money won’t be using Penson. [read post]
29 Oct 2011, 12:06 am
TRADERS TALK BACK to OccupyChicago. “Go ahead and continue to take us down, but you’re only going to hurt yourselves. [read post]
10 Oct 2009, 2:36 pm
However, it warrants emphasis that the SEC will crack down on hedge fund managers or traders involved with insider trading and the penalties are harsh. [read post]
12 Mar 2020, 8:15 am
FINRA has already provided notice regarding traders working at home. [read post]
2 Jun 2010, 3:07 am
On Maarch 3, 2010, FINRA’s National Adjudicatory Counsel entered a decision reversing a Hearing Panel’s finding that the CEO and institutional sales desk manager for a broker-dealer failed to reasonably supervise an institutional sales trader. [read post]
5 Mar 2015, 4:49 am
The median inside traders invests an amount worth 39% of his median home values. [read post]
26 Jul 2011, 2:02 pm
Or are the traders the dunces? [read post]
11 Jul 2010, 4:22 pm
And now, traders say, humans are responding to machines rather than the other way around. [read post]
8 Dec 2010, 12:32 pm
Sury was a trader for S4 Capital who managed the CACM Hedge Equity Fund, L.P., which was an unregistered hedge fund. [read post]
15 May 2009, 3:21 am
Frederick Bowers, a former salesman at Lehman Brothers, pleaded guilty to federal charges that he traded on stock tips gleaned from the wife of a colleague. [read post]
7 Nov 2006, 8:59 am
The online magazine Slate is following several big betting sites to track the odds on Tuesday's elections by giving hour-by-hour updates on its “Political Futures” feature. [read post]
1 Oct 2010, 4:44 am
The financial overhaul bill restricts proprietary trading but allows big Wall Street firms to invest capital in their own hedge funds. [read post]
1 Feb 2021, 6:11 am
Last week, the high-flying stock darling wasn’t an electric car company like Tesla or Nio, it was…GameStop. [read post]
19 Aug 2014, 6:00 am
The traders were discovered by comparing trading records from stock exchanges with names on the accountant’s client list.The insider trading activity garnered illegal profits of more than $160,000. [read post]
8 Aug 2022, 4:02 am
UBS Securities, LLC, UBS AG, Defendants/Appelants/Cross-Appellees (2Cir Opinion)Weymouth Man Pleads Guilty to Market Manipulation Conspiracy / Defendant conspired with manipulative stock traders in China and United States (DOJ Release)Los Angeles Man Pleads Guilty to Insider Trading Conspiracy (DOJ Release)CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets (CFTC Release)Digital Signatures / FINRA Reminds Firms of Their Obligation to Supervise for Digital… [read post]
18 Jan 2024, 12:00 am
Coming to the United States as a Treaty Trader or Investor One of the most common reasons to pursue visas is under the E-1 and E-2 subcategories for treaty traders and investors. [read post]
9 Oct 2018, 6:30 am
While scholars have accounted for several methods of such support, they have failed to consider how federal bankruptcy legislation during the 1840s functionally created a system of direct financial grants to slave traders in the form of debt discharges. [read post]
27 Nov 2021, 7:18 am
(BrokeAndBroker.com Blog)Georgia inmate sentenced for running a multi-million-dollar fraud scheme from state prison (DOJ Release)SEC Awards Over $175,000 To Whistleblower ClaimantOrder Determining Whistleblower Award Claims)SEC Charges Swiss Trader in Two International Insider Trading Schemes (SEC Release)Cryptocurrency Trader Pleads Guilty (DOJ Release)CEO of Purported Global Biomedical Company Charged With Stealing Over $1 Million Of Victim's Money Through False Promises Of… [read post]
