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16 May 2008, 4:22 pm
It was reported this week that Jefferson County, Alabama reached a two week extension with its Wall Street bankers to avoid a default on its outstanding debt of $4.6 billion. [read post]
4 Aug 2009, 7:00 am
In her recent article in the Wall Street Journal, Eleanor Laise reports that sales of Leveraged and Inverse Exchange Traded Funds (ETFs) have exploded to $32.8 billion as of June 2009, almost tripling the $11 billion held at the start of 2008. [read post]
20 Feb 2009, 7:40 am
Last February, the $330 billion market for auction-rate securities essentially froze when major Wall Street firms discontinued supporting auction-rate securities. [read post]
22 Dec 2008, 9:41 pm
To say it's been a bad year for the banks so far would obviously be an understatement, as even the sturdiest of Wall Street's titans shaken by the subprime crisis. [read post]
11 Feb 2013, 7:00 am
According to the Harvard Law School Forum on Corporate Governance and Financial Regulation, several recent Wall Street Journal articles suggest that some executives may have achieved above-market returns using the plans. [read post]
23 Aug 2016, 8:08 am
They face enormous odds in a rigged system that protects powerful financial interests on Wall Street. [read post]
28 Mar 2012, 7:59 am
The Wall Street Journal on March 27, 2012 released the following: “U.S. [read post]
7 Jul 2014, 6:27 am
Securities and Exchange Commission (SEC) wants to change how bond trading works, and Wall Street should take notice. [read post]
23 Dec 2022, 8:27 pm
A recent Wall Street Journal article exposes evidence which should bolster investor cases against their financial advisors. [read post]
14 Jul 2018, 5:17 am
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act, the U.S. [read post]
2 Nov 2009, 1:24 pm
The Wall Street Journal published three pieces on Jones over the course of the weekend: a Friday article analyzes the implications the case might have for the directors of mutual funds, many of whom are concerned that Jones might create a new standard for investment advisory fees; an opinion piece in Sunday's paper argues that a rejection of the current practice for investment advising could open a flood of litigation, with negative implications for the "vast… [read post]
17 Jun 2012, 7:32 am
The Wall Street Journal reported Mr. [read post]
25 Jun 2018, 6:00 am
"I'm sure they're pleased that they've gotten exactly what they paid for: a guy who puts Wall Street's interests above those of the American people at the drop of a check-laden hat. [read post]
12 May 2024, 9:05 pm
A company’s announcement that it is undertaking a “review of strategic alternatives” is Wall Street code for exploring a potential sale or merger. [read post]
13 Aug 2010, 3:56 pm
Sections 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act codifies the Volcker Rules and broadly prohibits bank proprietary trading and bank sponsoring of hedge funds, while nevertheless permitting certain activities that may technically fall within the definition of proprietary trading but which are, in fact, safer, client-oriented financial services. [read post]
3 Jun 2022, 12:52 pm
In 1919, Ashton Embry, a clerk to Supreme Court Justice Joseph McKenna, sent an opinion to Wall Street financiers ahead of a judgment involving a railroad company. [read post]
13 Apr 2016, 4:58 pm
Bankruptcy Code, the statutory standard established in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Jul 2021, 3:11 pm
On July 6, 2021, after the Wall Street Journal reported that prior to DiDi’s June 30, 2021 U.S. [read post]
29 May 2017, 9:25 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
23 Apr 2007, 3:30 am
Tongues were wagging all over Houston this weekend as a result of Wall Street Journal reporter John Emshwiller's exclusive interview ($) with former Enron treasurer and Andy Fastow confidant, Ben Glisan (excerpts of the interview are here). [read post]
