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31 Jul 2016, 9:05 pm
Prime Minister Theresa May is off base in proposals to put workers on company boards, tinker with executive pay (related here and here); “The Glass-Steagall Rorschach Test” [Mark Calabria, earlier] Tags: banks, CFPB, corporate governance, debtor-creditor law, property law, Wall Street Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
30 Jul 2016, 4:31 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
28 Jul 2016, 2:30 pm
Employers, insurers and other health plan sponsors or issuers (health plans), health care providers, healthcare clearinghouses (covered entities) and their business associates should reevaluate the adequacy of their practices and procedures for the protection of electronic protected health information (ePHI) on or accessible through laptops or other mobile devices in light of the $2.75 million penalty and other schooling the Department of Health and Human Services Office for Civil Rights (OCR) just… [read post]
21 Jul 2016, 3:41 am
So does that spell a Wall Street-free administration if Hillary Clinton is elected? [read post]
19 Jul 2016, 9:47 am
[1] Forbes, 15 Noteworthy Facts About Wearable In 2016 [2] DLA Piper, Wearables at work: Data privacy and employment law implication [3] KFF, Workplace Wellness Programs Characteristics and Requirements [4] LivePlan, Do Corporate Wellness Programs Really Work [5] The Wall Street Journal, As Wearables in Workplace Spread, So Do Legal Concerns [6] Entrepreneur, Wearable Tech Is Improving Employee Productivity and Happiness [7] CIO, 14 ways to improve… [read post]
1 Jul 2016, 1:49 pm
The company also ignored its own corporate safety manuals and its safety manager’s warnings that workers lacked the training to protect themselves. [read post]
1 Jul 2016, 12:23 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
30 Jun 2016, 5:58 am
In our article, The Role of Mutual Funds in Corporate Governance: Evidence from Mutual Funds’ Proxy Voting and Trading Behavior, forthcoming in the Journal of Financial and Quantitative Analysis, we simultaneously consider two governance approaches of mutual funds in the proxy voting setting: First, they can follow the “Wall Street rule” when dissatisfied with firm management, that is, sell their shares and “exit” the firm. [read post]
27 Jun 2016, 7:32 pm
” The court also noted a blog post from one of the Wall Street Journal’s blogs that Latham & Watkins had been a clear loser on the deal regardless of who won the litigation. [read post]
23 Jun 2016, 10:21 am
A $180,000 wrongful termination settlement that Foothill Packing, Inc. just paid to settle Department of Labor charges illustrates the potential Catch-22 tightrope that employers must walk when choosing between citizens and resident aliens with visas for hiring and firing decisions. [read post]
22 Jun 2016, 4:59 pm
The wealthiest Florentines back then, according to a recent Wall Street Journal article, were members of the shoemakers’ guild, with incomes in the 97th percentile. [read post]
20 Jun 2016, 9:27 am
In 2010, shortly after the housing bubble burst, the Dodd-Frank Wall Street Reform and Consumer Protection Act was passed. [read post]
20 Jun 2016, 9:27 am
In 2010, shortly after the housing bubble burst, the Dodd-Frank Wall Street Reform and Consumer Protection Act was passed. [read post]
15 Jun 2016, 8:08 am
Leisner In August 6, 2015, the SEC Division of Corporation Finance issued an interpretive letter to Citizen VC concerning exempt private offerings under Rule 506(b). [read post]
14 Jun 2016, 8:19 am
According to the Wall Street Journal, the Libyan coast guard has retaken the Sirte port, while forces under the command of unity government defense minister Col. [read post]
14 Jun 2016, 8:09 am
Laura Saunders from the Wall Street Journal notes that they actually take relatively few cases, and these often take over five years to resolve. [read post]
14 Jun 2016, 6:00 am
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), the Securities and Exchange Commission (“SEC”) must review the definition of “accredited investor” every four years to determine whether it needs to be modified or adjusted. [read post]
13 Jun 2016, 9:30 pm
Following the worst financial crisis in three generations—one that resulted in taxpayers spending hundreds of billions to bail out the big banks—Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act to ensure that a crisis of that sort never happened again. [read post]
10 Jun 2016, 2:40 am
Tempering this ideal was a mix from too many people and corners, of Socratic method overkill and too many professors with closed-door policies to keep arms-lengths from students as the professors wrote law review articles that remain unread by many more people than would read those articles; law student competitive and anxiety-ridden dog-eat-dog overzeal not balanced by compassion; unfriendly-looking basement law library book stacks with stilted, often decades-old, sometimes… [read post]
8 Jun 2016, 9:46 am
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFPB is proposing to establish 12 CFR part 1040, which would impose two sets of limitations on the use of pre-dispute arbitration agreements by providers of consumer financial products and services (“Covered Providers”). [read post]
