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13 May 2010, 10:29 am by Ashley S. Miller
 Mead Corp., 533 U.S. 218 (2001), but her primary focus on the identity of the decisionmaker is a significant departure from, and extension of, these prior cases.[4] This change, if ultimately adopted by the Supreme Court, would be significant, because, as Kagan points out, “the vast majority of agency action [other than formal rulemaking, etc.] is issued under the name of these [lower-level] officials. [read post]
13 May 2010, 2:06 am by Kevin LaCroix
The plaintiffs represented investors that had purchased securities in the company’s $345 million April 2008 trust preferred securities offering. [read post]
12 May 2010, 1:04 pm by Berin Szoka
  The views expressed in this report are his own, and are not necessarily the views of the PFF board, fellows or staff. [1] Julius Genachowski, Federal Communications Commission, The Third Way: A Narrowly Tailored Broadband Framework, May 6, 2010, www.broadband.gov/the-third-way-narrowly-tailored-broadband-framework-chairman-julius-genachowski.html. [2] Comcast Corp. v. [read post]
12 May 2010, 11:20 am by Richard Renner
  It has expunged a suspension for an employee of the Port Authority Trans-Hudson Corp. [read post]
11 May 2010, 1:48 am by Kevin LaCroix
-based D&O litigation is a topic of recurring interest, among other reasons because of the securities law issues regarding the extraterritorial jurisdiction of the U.S. securities laws, of the kind raised in the National Australia Bank case now pending before the U.S. [read post]
10 May 2010, 1:16 pm by admin
– David Cullen, Fleet Owner, May 7, 2010 Word of the deal reached between Navistar International Corp. and the U.S. [read post]
10 May 2010, 5:33 am by Bexis
  Despite a federal statute explicitly designed to keep those cases in federal court - the Securities Litigation Uniform Standard Act of 1998 - SD Illinois federal judges cheerfully and rapidly pulled the remand trigger. [read post]
10 May 2010, 2:28 am by Kevin LaCroix
For example, on April 15, 2010, investors filed a securities lawsuit in the Western District of Washington against Frontier Financial Corp., the holding company of Frontier Bank, and certain of its directors and officers. [read post]
9 May 2010, 7:28 pm by Randall Reese
In July 2009, the relevant securities fraud lawsuits were filed against entities related to Tronox, including certain officers and directors, a former affiliate (Kerr-McGee Corp.), and its parent corporation. [read post]
7 May 2010, 2:38 pm
Intel Corp., No. 4:09CV00796 ERW, 2010 U.S. [read post]
7 May 2010, 12:16 pm
 Plaintiff argued that Delaware law allows for the discovery of such materials; however, the Court noted that discovery of evidence pertaining to the corporations’ decision to refuse to pursue a lawsuit is generally not available, citing Scattered Corp. v. [read post]
7 May 2010, 10:43 am
andnbsp; Alpine Securities Corp. andndash; FINRA found that from July 2006 through July 2007, Alpine Securities executed customersand#39; sale orders of approximately 2.1 billion unregistered shares of Universal Express stock. [read post]
7 May 2010, 5:00 am by Katharine Jensen
On April 20, 2010, in one of the largest settlements in a securities case in the northern district of California, Charles Schwab Corp. [read post]
6 May 2010, 12:13 pm by Daniel W. Whitney, Esquire
Century Healthcare Corp., 90 F.3d 1514, 1522 (10th Cir. 1996) (“[t]he case law is clear that a retaliation claim can be maintained even if no FCA action is ultimately successful or even filed”).Forms of RetaliationRetaliation by an employer may be more subtle than firing the employee. [read post]