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26 Jul 2012, 11:58 am
Adviser organizations have split over supporting the bill, with the Financial Services Institute (FSI) as a supporter, and the Investment Adviser Association (IAA) and the American Institute of CPAs strongly opposed. [read post]
12 May 2022, 9:08 am
On 11 May 2022, the Financial Services Consumer Panel (FSCP) published new research covering the experiences of consumers as they choose and buy equity release. [read post]
17 Nov 2018, 7:35 am
Otting (Office of the Comptroller of the Currency) authored by Congressman Meeks and joined by his New Democrat Coalition colleagues who serve on the House Committee on Financial Services. [read post]
22 Feb 2010, 11:44 am
The alliance held similar sessions for law enforcement officials, medical professionals, and financial service workers. [read post]
26 Jul 2012, 11:58 am
Adviser organizations have split over supporting the bill, with the Financial Services Institute (FSI) as a supporter, and the Investment Adviser Association (IAA) and the American Institute of CPAs strongly opposed. [read post]
22 Feb 2010, 11:44 am
The alliance held similar sessions for law enforcement officials, medical professionals, and financial service workers. [read post]
10 Apr 2024, 8:29 pm
San Diego Couple File Six-Figure GWG L Bond Lawsuit Against Infinity Financial Services And Broker Anna Marie Ocampo Lovell. [read post]
12 Sep 2018, 4:14 am
with the entering into force of the Office for Professional Body Anti-Money Laundering Supervision, the FCA continues to restrict opportunities for financial crime; and the FCA is working closely with the Treasury and the Bank of England to assess and respond to issues relating to technological innovation in financial services (e.g. cryptoassets). [read post]
12 Oct 2022, 7:43 am
The FCA, PRA and Bank of England have a close interest in the safe and responsible adoption of artificial intelligence (AI) in financial services. [read post]
15 May 2024, 2:56 am
On 14 May 2024, a statutory instrument (SI) – the Financial Services and Markets Act 2000 (Overseas Funds Regime) (Equivalence) (European Economic Area) Regulations 2024 – was published on legislation.gov.uk. [read post]
17 Oct 2013, 1:59 pm
Duffy, a member of the House Financial Services Committee, recently introduced the Right to Financial Privacy Act of 2013 (H.R. 2571), which would eliminate CFPB’s exemption from the RFPA. [read post]
22 Feb 2021, 6:14 pm
This settlement highlights OFAC’s expectation that digital services providers must take compliance steps necessary to mitigate the risk of sanctions violations, similar to other financial service providers. [read post]
30 May 2012, 10:49 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
24 May 2012, 2:00 pm
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
12 Jan 2021, 4:00 am
" The New York State Department of Financial Services [DFS] requested that the New York State Civil Service Commission [Commission] place five new Special Assistant positions in the exempt class. [read post]
24 Jun 2010, 11:08 am
“The actual legislation is pretty vague in a lot of important ways,” Richard Schetman, a financial services lawyer at Cadwalader, Wickersham & Taft, was quoted as saying. [read post]
16 Feb 2016, 4:50 pm
The problems that can arise from the wording of the professional services exclusion in a service company’s D&O insurance policy are perennial issues and a recurring topic on this blog (see for example here). [read post]
28 Mar 2016, 6:26 am
Since October 2006 Griffin has been associated with VSR Financial Services, Inc. out of the firm’s Palm City, Florida office locations. [read post]
19 Oct 2015, 8:00 am
Bernard Financial Services, Inc. out of the Russellville, Arizona office location. [read post]
6 Aug 2008, 1:00 pm
Aug. 10, 2005), for example, the court held (in contrast to Berry and Ball) that "California courts generally find financial transactions subject to the CLRA," and concluded that "because other types of financial transactions involving banking services appear to be covered by the CLRA, the Court finds that the CLRA covers the mortgages at issue. [read post]
