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26 Mar 2012, 10:10 am
In addition, it outlines privacy regulatory priorities for the FTC for the next year, including Do Not Track, mobile, promoting self-regulatory codes, and addressing data brokers and “large platform providers. [read post]
3 Oct 2021, 10:11 am
These hurdles were imposed by Congress precisely because Congress was concerned about regulatory overreach in the 1970s. [read post]
17 Apr 2012, 6:36 pm
Stamer has extensive experience advising and assisting health care providers, health plans, their business associates and other health industry clients to establish and administer medical privacy and other compliance and risk management policies, to health care industry investigation, enforcement and other compliance, public policy, regulatory, staffing, and other operations and risk management concerns. [read post]
7 Aug 2015, 12:39 pm
EFF has been engaged with the author of the bill, explaining our concerns, opposing the bill, and helping to strip out some of the worst elements of the initial text. [read post]
20 Jun 2023, 8:17 am
On July 28, 2021, the Financial Industry Regulatory Authority (FINRA), the self-regulator who oversees brokers and brokerage firms, reportedly barred Holts (CRD # 5819398) from the securities industry, according to a Letter of Acceptance, Waiver and Consent. [read post]
9 Feb 2012, 1:41 pm
William Satchell, a financial services regulatory partner in the Washington office of Allen & Overy, was also on the team. [read post]
16 May 2019, 9:05 pm
He also argued that a more consistent regulatory framework would allow crypto-assets to be “further integrated into a financial ecosystem. [read post]
3 Aug 2022, 12:07 pm
On one hand, the brokers are required to provide best execution – an obligation for broker-dealer to exercise reasonable care to execute a customer's order by obtaining the most advantageous terms for the customer – to their clients as required by the Financial Industry Regulatory Authority (“FINRA”) regulation. [read post]
7 Sep 2013, 9:01 pm
First it introduced the student to the problem of democratic accountability for chains of delegated law making authority. [read post]
17 Aug 2023, 10:49 am
The four agents, all of whom continue to represent Northwestern Mutual, have reportedly been under investigation since September 2022, according to the Financial Industry Regulatory Authority (FINRA). [read post]
24 Apr 2017, 5:08 pm
HIPAA compliance surveys reflect deficiencies with the BAA rules are common throughout the industry. [read post]
29 Jul 2011, 1:30 am
Rick is also the co-author of the Cyberinquirer blog. [read post]
11 Mar 2010, 10:18 am
Financial Markets Crisis Blog This blog is authored by Alston & Bird’s Financial Markets Crisis Task Force and focuses on the rapidly changing business and legal issues raised by the current financial markets crisis. [read post]
11 Mar 2010, 10:18 am
Financial Markets Crisis Blog This blog is authored by Alston & Bird’s Financial Markets Crisis Task Force and focuses on the rapidly changing business and legal issues raised by the current financial markets crisis. [read post]
7 Dec 2011, 1:24 pm
For every direct job created in the shale gas sector, more than three indirect and induced jobs are created, a rate higher than the financial and construction industries. [read post]
21 Mar 2018, 10:30 am
As part of a major government reorganization plan, China’s State Intellectual Property Office will be restructured to consolidate overlapping regulatory authorities and reinforce IP protection. [read post]
12 Jan 2012, 1:26 pm
The Guiliano Law Firm has arbitrated numerous claims before the Financial Industry Regulatory Authority. [read post]
8 Feb 2017, 12:02 pm
Let’s take a look at the U.S. inmate calling industry and its financial viability. [read post]
23 Jun 2021, 7:41 am
Author: Alexander Oakes, J.D. [read post]
8 Feb 2017, 8:06 am
Let’s take a look at the U.S. inmate calling industry and its financial viability. [read post]
