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11 Jan 2021, 11:19 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
11 Jan 2021, 10:51 am
Phalle & Silver; and Jeanne Charles, an arbitrator. [read post]
11 Jan 2021, 9:17 am
Triad Advisors and its Ex-Florida-Based Broker Placed Claimants Funds In Too Risky GPB Capital & REIT Investments Two Utah retirees have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Triad Advisors, Inc. over losses they suffered from investing in GPB private placements and privately traded real estate investment trusts (REITs), including American Realty Capital Trust. [read post]
11 Jan 2021, 6:59 am
Further, the rate at which courts granted conditional certification in 2020 suggests that arbitration provisions are not getting in the way of these motions and that, instead, plaintiffs are being more selective in filing their cases or in narrowing the groups of employees that they are seeking to represent. [read post]
10 Jan 2021, 8:24 am
Arbitration. [read post]
9 Jan 2021, 8:51 am
Upholding eBay’s mandatory arbitration clause because the plaintiff did not follow the opt-out requirements specified in the clause. [read post]
9 Jan 2021, 2:32 am
Recently, the Massachusetts Supreme Court decided a case that addressed whether the arbitration provision in the Uber contract was enforceable. [read post]
8 Jan 2021, 3:54 pm
Over 529 Savings Plans appeared first on Securities Arbitration Lawyer Blog. [read post]
8 Jan 2021, 12:30 pm
(FUBO) For Potential Violations Of Securities Laws appeared first on Securities Arbitration Lawyers Blog. [read post]
8 Jan 2021, 12:04 pm
Domino’s Pizza Franchising LLC 20-695Issue: Whether, in the context of a form employment agreement, providing that a particular set of rules will govern arbitration proceedings is, without more, “clear and unmistakable evidence” of the parties’ intent to have the arbitrator decide questions of arbitrability. [read post]
8 Jan 2021, 12:00 pm
Which brings us to our next topic, forced arbitration. [read post]
8 Jan 2021, 8:47 am
Shafer BARRED by FINRA After Allegedly Borrowing Money from an Elderly Customer appeared first on Securities Arbitration Lawyer Blog. [read post]
8 Jan 2021, 7:34 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
8 Jan 2021, 7:05 am
Lewis, which upheld the validity of class action waivers in mandatory workplace arbitration agreements. [read post]
8 Jan 2021, 4:17 am
Continue reading The post Former Ameriprise Broker Angel Bardeche Suspended by FINRA – Cincinnati, Ohio appeared first on Securities Arbitration Lawyer Blog. [read post]
7 Jan 2021, 10:00 pm
Investors in Hospitality Investors Trust (“HIT”), also known as American Realty Capital Hospitality Trust or ARC Hospitality, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
7 Jan 2021, 5:00 pm
Moreover, under these rules, the arbitrator or arbitration panel could also rule on whether or not an arbitration agreement existed and, if so, whether or not it was valid. [read post]
7 Jan 2021, 3:04 pm
While some of these are fairly obvious (such as unsolicited offers, as we just discussed), scam artists are becoming increasingly sophisticated, and investment scams are increasingly becoming much more targeted: Common Types of Fraud and Ways Investors Can Protect Themselves Warning Signs That Your High-Yield Investment May Be a Scam SEC: Look Out for Coronavirus-Related Investment Scams Speak with a Securities Fraud Lawyer for Free Our securities fraud lawyers represent individual investors… [read post]
7 Jan 2021, 12:48 pm
If you have lost money with Maziar Monshi, LPL Financial, or Ameriprise Financial Services, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
7 Jan 2021, 12:45 pm
Notwithstanding, the circuit courts notably retain jurisdiction over certain cases, including, but not limited to, the following: Appeals of local final administrative orders of code enforcement boards Appeals of final agency action with respect to a permit or license under Chapter 373 of the Florida Statutes (governing state water resources) Appeals of final agency action with respect to a permit or license required under Chapter 253 of the Florida Statutes (governing use of state lands and… [read post]
