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4 Aug 2014, 5:45 am
Alas, the long, slow plodding implementation of the Dodd-Frank Act can make us sometimes forget about the legislation that was implemented by the SEC in relatively short order − the Sarbanes-Oxley Act of 2002, and, in particular, the internal control provisions of SOX. [read post]
30 Aug 2020, 5:30 pm
C. [read post]
28 Nov 2016, 2:45 am
Miquel MontañáClifford ChanceTomatito (“little tomato”) is the nickname of a very popular Spanish flamenco guitar player, who began his career with mythical singers of flamenco such as Camarón de la Isla (“prawn from the island”) and who has played around the world accompanying other singers with more mundane names such as Frank Sinatra or Elton John. [read post]
10 Aug 2011, 9:22 am
Frank LoBiondo (R-NJ2): 112th CONGRESS 1st Session H. [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
28 Dec 2011, 6:56 am
First, PCAOB Rule 7103(c) allows a broker or dealer, under certain circumstances, to petition for correction of its share of the accounting support fee. [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
24 Jul 2010, 1:07 pm
Fund managers who run section 3(c)(1) funds should also be aware of the fact that the definition of both qualified client and accredited investor are affected. [read post]
7 Jul 2023, 6:30 am
High Bar for Challenge of Business Decisions by an Independent Board Posted by Gail Weinstein, Philip Richter and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, June 30, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, independent boards, Liability standards, Mergers & acquisitions Delaware Rulings Underscore the Importance of Preserving Documents Posted by Gregory P. [read post]
7 Jul 2023, 6:30 am
High Bar for Challenge of Business Decisions by an Independent Board Posted by Gail Weinstein, Philip Richter and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, June 30, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, independent boards, Liability standards, Mergers & acquisitions Delaware Rulings Underscore the Importance of Preserving Documents Posted by Gregory P. [read post]
11 Oct 2022, 4:52 pm
Raver & Frank J. [read post]
14 Dec 2011, 5:00 am
Section 14A(c), 15 USC 78n-1(c). [read post]
8 Jul 2019, 1:00 am
Commissioners for HMRC v Frank A Smart & Sons Ltd (Scotland), heard 6 Mar 2019. [read post]
24 Jun 2019, 1:00 am
Commissioners for HMRC v Frank A Smart & Sons Ltd (Scotland), heard 6 Mar 2019. [read post]
6 Dec 2020, 12:03 pm
C. [read post]
1 Apr 2014, 2:30 am
(C) Third tier. [read post]
21 Nov 2011, 7:43 am
" This clause is broad as it encompasses any issuer that would be an investment company but for Section 3(c)(1) or 3(c)(7) of the Investment Company Act. [read post]
13 Sep 2024, 5:24 am
Frank, neither the attorney claiming an account stated nor defendants, claiming the passage of the statute of limitations gets summary judgment. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
18 May 2007, 1:30 pm
" Presumably Kleiman chose Fried Frank over the conventionally more prestigious S&C sometime this past fall (pursuant to the NALP deadlines). [read post]
