Search for: "Financial Advisors Services"
Results 921 - 940
of 7,343
Sort by Relevance
|
Sort by Date
30 Jan 2023, 7:13 am
., Waco, Texas, Barred from Securities Industry According to a Letter of Acceptance Waiver and Consent on January 27, 2023, the Financial Industry Regulatory Authority (FINRA) has reportedly barred former UBS Financial advisor Robert Earl Turner, Jr after allegations that he participated in private securities transactions without permission from his member firm. [read post]
28 Jan 2023, 7:32 am
It was nicely summarized, even in an environment friendly to ESG analytics, in instruments such as the Santiago Principles (Principle 19: "The SWF’s investment decisions should aim to maximize risk-adjusted financial returns in a manner consistent with its investment policy, and based on economic and financial grounds. [read post]
27 Jan 2023, 2:02 pm
Hobbs, Straus, Dean & Walker, LLP Legislative Policy Advisor. [read post]
26 Jan 2023, 2:00 am
The post 5 Benefits to Include in Your Employment Package appeared first on HR Daily Advisor. [read post]
24 Jan 2023, 3:26 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government… [read post]
24 Jan 2023, 5:59 am
The anonymity of cryptocurrency and the lack of regulation makes it especially susceptible to use in criminal operations, such as the sale or purchase of illegal goods and services, and financial crimes, such as fraud and money laundering. [read post]
23 Jan 2023, 4:34 pm
Kitaj Estate; Farley Gwazda, Gwazda Art Services; and contemporary art curator, writer and researcher Kristina Newhouse. [read post]
23 Jan 2023, 2:32 pm
This week’s episode covers agency labor advisors, data rights, minimum wage for contractors and the strengthening VA Cybersecurity Act of 2020. [read post]
23 Jan 2023, 9:30 am
We currently use this to offer lead generation services to law firms, but we love the potential for other use cases. [read post]
23 Jan 2023, 4:15 am
RM: The whole FOIA Advisor staff was troubled by the Circuit’s 2017 decision in Price, as I recall. [read post]
23 Jan 2023, 2:05 am
In order to manage budgets effectively, managers will need to have a clear understanding of the company’s financial situation and be able to identify areas where costs can be reduced without impacting the quality of the company’s products or services. [read post]
20 Jan 2023, 2:43 pm
The United States Department of the Interior, Office of the Solicitor Attorney-Advisor. [read post]
18 Jan 2023, 9:51 pm
For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has represented investors who have suffered serious losses in non-traded securities against their brokerage firms and financial advisors. [read post]
18 Jan 2023, 2:03 am
While financial transactions are blockchain’s most common use case, many other projects can benefit from this emerging technology. [read post]
17 Jan 2023, 9:31 am
If it can be determined that the financial advisor’s employers failed to adequately supervise him, these firms can be held responsible for any resulting losses in a FINRA arbitration claim. [read post]
16 Jan 2023, 7:47 pm
It signals the end of the financial services industry as we know it. [read post]
16 Jan 2023, 7:15 am
Currently, Commander Young-McLear is a senior advisor “at the Cybersecurity and Infrastructure Security Agency (CISA) where her service in contributing to crafting CISA’s first Strategic Plan, agency-wide culture & innovation building, increasing job opportunities for HBCU alumnus and underserved communities, and national cyber workforce development. [read post]
13 Jan 2023, 11:20 am
The disabled adult may specify the decisions that the supporter will assist with, which may include ensuring that they have the proper food, clothing, and shelter; addressing issues related to their physical or mental health; assisting with financial matters; securing benefits and services as needed; and helping them pursue education or employment. [read post]
10 Jan 2023, 9:01 pm
Companies will need to develop plans to comply with intricate and often conflicting sets of legal and financial disclosure requirements across multiple jurisdictions. [read post]
10 Jan 2023, 7:39 am
UBS Financial Services also agreed to pay nearly $25 million to settle fraud charges in connection with its Yield Enhancement Strategy, (YES Strategy). [read post]
