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9 Jun 2011, 10:20 am
Senator Feinstein cautioned that Congress should not jump in the middle of that process, but rather should wait to see what the professionals at the Fed come out with, and then evaluate whether or not the final rule is fair and equitable for merchants, banks, and especially consumers. [read post]
23 Dec 2011, 9:51 am
In a letter to the SEC and banking regulators, a bipartisan group of over 100 House Members, including oversight Chairs, urged that the comment period on the proposed regulations implementing the Dodd-Frank Volcker Rule be extended for at least 30 days past the current January 13,2012 deadline. [read post]
7 Aug 2017, 2:51 pm
The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”), and its regulations, adopted by five financial regulators in December 2013, generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds. [read post]
16 Aug 2015, 3:53 pm
Mark Adams “Much ado about nothing” is just one literary turn of phrase that comes to mind when considering the initial uproar over Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the long wait for its implementing regulations. [read post]
17 Jun 2011, 7:32 am
The Commission believes that a ring-fence could be designed to fit within the EU legal framework and should be imposed on UK-authorized banks, including UK subsidiaries of foreign banks.The ring-fencing proposal shares a common motivation and underlying philosophy with the Volcker rule being implemented under the Dodd-Frank Act. [read post]
15 Sep 2010, 5:00 pm
The European Commission has proposed derivatives legislation that is broadly consistent with Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
19 Jul 2010, 12:43 pm
Yet the law allows banks to risk their money by trading in what they call customer accounts. [read post]
8 May 2018, 3:38 am
Derivatives reform since Dodd-Frank. [read post]
26 Apr 2012, 11:16 pm
UK Financial Services Authority officials are concerned that, in the absence of clarification, the proposed regulations implementing the Dodd-Frank Volcker Rule provisions may unintentionally interfere with U.K. covered bond structures and as a result have potential negative implications for U.K. banks and possibly the U.K. economy more widely. [read post]
19 Mar 2008, 5:20 am
News that Frank P. [read post]
11 Aug 2022, 12:01 pm
Daniel Shaviro (NYU; Google Scholar), Tell Me a Tax Story (JOTWELL) (reviewing Michael Keen (IMF) & Joel Slemrod (Michigan; Google Scholar), Rebellion, Rascals, and Revenue: Tax Follies and Wisdom through the Ages (Princeton University Press 2021)) (reviewed by Reuven Avi-Yonah (Michigan; Google Scholar), Steven Bank (UCLA; Google Scholar), and Frank... [read post]
18 Dec 2015, 11:54 am
Take a look:Not such a great holiday for former bank vice president Frank Spinosa, who was sentenced to 30 months by Judge Bloom. [read post]
4 Mar 2021, 1:08 pm
Robert Morgan, Todd Morgan, Frank Giacobbe, and Michael Tremiti, have been charged with conspiracy to commit wire fraud and bank fraud for their roles in a wide-ranging mortgage fraud scheme. [read post]
22 Nov 2013, 3:00 am
Public Defender Andy Womble has been appointed by Governor McCrory to fill the remainder of the term of deceased District Attorney Frank Parrish in District 1, as the Outer Banks Voice notes here. [read post]
21 Nov 2023, 6:33 am
The Commodity Futures Trading Commission (“CFTC”) has filed its Annual Report to Congress for FY 2023, highlighting the recent successes of its whistleblower program, which was established in 2010 with the passage of the Dodd-Frank Act to reward individuals with monetary awards when they report possible violations of the Commodity […] The post CFTC Whistleblower Award Program Remained Active in 2023 appeared first on Katz Banks Kumin LLP. [read post]
28 Apr 2007, 6:45 am
"On April 18, 1938, the Siloam Springs police stopped Jack Miller and Frank Layton, two washed-up Oklahoma bank robbers," Brian L. [read post]
21 Jun 2023, 8:45 am
The plaintiffs in the amended complaint are the Texas Bankers Association (TBA), the American Bankers Association (ABA), and Rio Bank, McAllen, Texas.... [read post]
12 Jan 2007, 4:54 am
Real life may have taken a cue from “Mission: Impossible,” albeit a little too late for those like one-time investment banking star Frank Quattrone who found themselves in hot water over undeleted e-mails. [read post]
13 Aug 2008, 4:23 pm
and Frank is off on his own vacation. [read post]
24 Jul 2009, 11:17 am
Boies Schiller and Fried Frank snag former federal prosecutors, Lathrop & Gage opens a Chicago office, and Jones Day and McGuireWoods pick up former bank in-house counsel. [read post]
