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27 Aug 2018, 12:27 pm
Should the Supreme Court decide to apply Skidmore deference under Dodd-Frank, Congress could also simply specify that 12 U.S.C. [read post]
24 Aug 2018, 6:06 am
Springer, Gibson, Dunn & Crutcher LLP, on Wednesday, August 22, 2018 Tags: Banks, Capital requirements, Charter & bylaws, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Financial technology, OCC, Risk, Stress tests Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Posted by Jay Clayton, U.S. [read post]
21 Aug 2018, 6:49 am
” Section 1033 of the Dodd-Frank Act provides “consumers” a right to access certain account information electronically upon request. [read post]
20 Aug 2018, 1:12 pm
Employees who report suspected fraud, wire fraud, bank fraud, or securities fraud, or who cooperate in an investigation of one of these alleged offenses, are entitled to protection. 18 U.S.C. [read post]
17 Aug 2018, 6:16 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, August 11, 2018 Tags: Banks, Financial institutions, Financial regulation, FSOC, OCC, SIFIs Circuit Split on Morrison Application Posted by Jared Gerber, Leslie Silverman, Roger Cooper, and Adam Fleisher, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, August 12, 2018 Tags: Banks, Class actions, Cross-border… [read post]
14 Aug 2018, 11:38 am
Aaron Nielson is an associate law professor at Brigham Young University and the weekly author of D.C. [read post]
13 Aug 2018, 9:49 am
Moreover, the firm purportedly admitted that the compliance restrictions referenced by Esposito never existed.According to the Complaint, substantial damages have been requested by Rollins from Goldman due to the firm’s unlawful retaliation of him in violation of the Dodd-Frank Reform Act, 7 U.S.C. [read post]
11 Aug 2018, 6:45 am
This post is based on a Fried Frank memorandum by Mr. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
3 Aug 2018, 6:10 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Monday, July 30, 2018 Tags: Broker-dealers, Exchange Act, Investment banking, Janus Capital v. [read post]
3 Aug 2018, 3:03 am
” [Bainbridge] “SEC proposes to limit whistleblower awards” [Francine McKenna, MarketWatch] Tags: CFPB, Dodd-Frank, Securities and Exchange Commission, Wall Street, whistleblowers Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
1 Aug 2018, 3:25 am
" (1 Frank Hall, History of the State of Colorado 210 (1889). [read post]
27 Jul 2018, 9:15 am
Frank Lucas (R-Okla) said that bank capital requirements should not interfere with clearing, and noted that the CFTC’s economist recently published a paper showing that capital requirements, specifically the leverage ratio, is impacting liquidity. [read post]
27 Jul 2018, 6:00 am
., on Tuesday, July 24, 2018 Tags: BlackRock, Engagement, Environmental disclosure, ESG, Index funds, Institutional Investors, Proxy advisors, Shareholder proposals, Shareholder voting, Stewardship, Sustainability Development in Insider Trading Liability Posted by Martine Beamon, Denis McInerney and Linda Chatman Thomsen, Davis Polk & Wardwell LLP, on Wednesday, July 25, 2018 Tags: Insider trading, Liability… [read post]
26 Jul 2018, 9:00 am
The lead stories focused on the first hearing held by the Senate Banking Committee regarding Kathy Kraninger, the 43-year-old nominated by the White House to lead the CFPB until 2023, well past the 2020 presidential election. [read post]
24 Jul 2018, 6:36 am
The bill would strike from Dodd-Frank the provision that sets a five-year term for the Director and places a “for-cause” limit on the President’s authority to remove the Director. [read post]
19 Jul 2018, 2:47 pm
This morning, the Senate Banking Committee held a hearing on President Trump’s nomination of Kathy Kraninger to serve as CFPB Director. [read post]
19 Jul 2018, 10:00 am
The FSOC did not consider a veto of the CFPB’s arbitration rule even though the then Acting Comptroller of the Currency took the position that the rule threatened the safety and soundness of the banking system because of the avalanche of class action litigation that the CFPB predicted would result from the rule. [read post]
19 Jul 2018, 8:00 am
Darbinyan of 57 criminal counts, including racketeering conspiracy, extortion, bank fraud and aggravated identity theft. [read post]
16 Jul 2018, 6:42 pm
(Pix Credit: Nora Torres,"Cuba imposes more taxes and controls on private sector and increases censorship on the arts," The Miami Herald 10 July 2018)d more here: https://www.miamiherald.com/news/nation-world/world/americas/cuba/article214620125.html#storylink=cpyThe Miami Herald)On July 14, 2018, Cuban Communist Party (PCC) authorities announced substantial changes to its 1976 State Constitution (Visión hacia el presente y el futuro de la Patria Aspectos principales del… [read post]
