Search for: "Gary Gensler"
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20 Nov 2024, 6:48 am
“We find that Delphia and Global Predictions marketed to their clients and prospective clients that they were using AI in certain ways when, in fact, they were not,” SEC Chair Gary Gensler said in a press release . [read post]
20 Jul 2021, 7:10 am
However, the organization praised Chair Gary Gensler for announcing that the SEC would revisit the proxy advisor rule. [read post]
23 Sep 2021, 8:41 am
By John Filar AtwoodIn a letter to SEC Chair Gary Gensler, several industry groups urged the SEC to review stablecoins such as USD Coin and Thether and other digital assets to ensure they are complying with the federal securities laws. [read post]
15 Sep 2023, 10:18 am
” In a statement, SEC Chair Gary Gensler likened the current system of one-login-per-firm to a family sharing a password to a streaming service. [read post]
8 Aug 2013, 10:35 am
The letter, which was addressed to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, was signed by Senators Jeff Merkley (D-OR), Carl Levin (D-MI), Tom Harkin (D-IA), Elizabeth Warren (D-MA), Jeanne Shaheen (D-NH), Barbara Boxer (D-CA), Richard Blumenthal (D-CT), and Dianne Feinstein (D-CA). [read post]
27 Oct 2022, 5:39 am
According to Gensler, shareholder documents are among the most important documents fund investors receive, but retail investors often have to sift through over 100 pages of information. [read post]
6 Jun 2023, 9:33 am
Discovered in April 2022, SEC Chairman Gary Gensler has directed the implementation of enhanced data access controls to prevent further lapses, the Commission said.While the data breach was not found to be deliberate, and the investigation failed to uncover evidence that the lapse resulted in harm to any respondent or affected the Commission’s adjudication in any proceeding, “we have nevertheless determined to dismiss, as a matter of discretion, all pending proceedings… [read post]
28 Jan 2022, 5:47 am
Securities and Exchange Commission, on Thursday, January 27, 2022 Tags: Disclosure, Financial crisis, Financial reporting, Form PF, Hedge funds, Investor protection, Private funds, SEC, Securities regulation, Systemic risk Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
12 Dec 2021, 5:10 pm
The SEC is Watching: In a December 9, 2021 speech (here), SEC Chair Gary Gensler went out of his way to share his concerns that SPAC investors may not be getting the same protections as IPO investors. [read post]
24 Sep 2021, 5:00 am
While there is no clarity what the coming human capital disclosures will be, Siegel observed that SEC Chair Gary Gensler tweeted that some of the things he is thinking about include workforce turnover, which could be just a percentage of workforce turnover, and skills and development training. [read post]
14 May 2021, 8:01 am
By Mark S. [read post]
22 Jun 2009, 6:59 am
Gensler, regulators must regulate both derivatives dealers and derivatives markets.According to Mr. [read post]
20 Feb 2024, 11:40 am
This proposed rule marks the first climate-related disclosure under SEC Chair Gary Gensler. [read post]
19 Oct 2023, 9:40 am
” The exams division also has a crucial role in both protecting investors and assisting the formation of capital, according to SEC Chair Gary Gensler. [read post]
18 Nov 2022, 6:30 am
The Case of Fairness Opinions in M&A Posted by Adam Badawi (University of California, Berkeley), Matthew Cain (University of California, Berkeley), Steven Davidoff Solomon (University of California, Berkeley), on Tuesday, November 15, 2022 Tags: Compensation disclosure, Compliance and disclosure interpretation, Delaware cases, Disclosure, Earnings disclosure, Litigation disclosures 2022 CPA-Zicklin Index on Corporate Political Disclosure and Accountability Posted by Dan Carroll, Bruce Freed,… [read post]
24 Mar 2022, 9:35 am
” “I am pleased to support today’s proposal because, if adopted, it would provide investors with consistent, comparable, and decision-useful information for making their investment decisions, and it would provide consistent and clear reporting obligations for issuers,” said SEC Chair Gary Gensler. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: 10b5-1, Corporate governance, EDGAR, MNPI, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements Posted by Gary Gensler, U.S. [read post]
10 Feb 2022, 2:35 pm
“These amendments, if adopted, would help ensure that whistleblowers are both incentivized and appropriately rewarded for their efforts in reporting potential violations of the law to the Commission,” said SEC Chair Gary Gensler. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: 10b5-1, Corporate governance, EDGAR, MNPI, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements Posted by Gary Gensler, U.S. [read post]
1 Sep 2022, 8:35 am
These statements, alongside the statement of SEC Chair Gary Gensler, showcase the SEC’s strong commitment to its whistleblower program. [read post]
