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26 Jun 2021, 9:00 am
SEC Chair Gary Gensler will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
25 Jun 2021, 5:03 pm
While SEC Chairman Gary Gensler continues to push for a multi-agency approach, the case against Ripple means that in the short term Federal agencies will favor the “enforcement over regulation approach,” and approach that brings little clarity. [read post]
25 Jun 2021, 5:49 am
[On June 7, 2021], in remarks before the WSJ’s CFO Network Summit, SEC Chair Gary Gensler scooped the Summit with news of plans to address issues he and others have identified in Rule 10b5-1 plans. [read post]
25 Jun 2021, 5:49 am
Louis), on Thursday, June 24, 2021 Tags: Banks, Financial advisers, Financial institutions, Investment banking, Liability standards, Mergers & acquisitions, Misconduct, Securities fraud, Securities regulation Prepared Remarks by SEC Chair Gensler at London City Week Posted by Gary Gensler, U.S. [read post]
24 Jun 2021, 1:26 pm
That same month, Gary Gensler was confirmed as the new Chair of the SEC. [read post]
24 Jun 2021, 11:06 am
Gary Gensler, Chair of the Securities and Exchange Commission (SEC), will be delivering keynote remarks. [read post]
24 Jun 2021, 6:57 am
By Jay Fishman, J.D.SEC Chair Gary Gensler, on June 23, 2021, addressed London City Week about public company disclosures, market structure, transparency, and LIBOR. [read post]
24 Jun 2021, 5:56 am
Posted by Gary Gensler, U.S. [read post]
24 Jun 2021, 3:15 am
Fast-forward to now, and reforms to Rule 10b5-1 are looking more likely in light of SEC Chair Gary Gensler’s remarks earlier this month and the appearance of the rule on the Reg Flex Agenda. [read post]
21 Jun 2021, 12:33 pm
Gary Gensler, who was confirmed as the Chair of the SEC in April, will be delivering keynote remarks at the National Whistleblower Center’s annual National Whistleblower Day celebration. [read post]
21 Jun 2021, 6:14 am
She also mentioned that Chair Gary Gensler has foreshadowed potential new rulemaking proposals on ESG issues in the second half of 2021.Jeffries said that ESG and climate-related disclosure violations are being examined under the Commission’s existing framework. [read post]
18 Jun 2021, 5:55 am
Delaney, Mayer Brown LLP, on Friday, June 11, 2021 Tags: Climate change, Environmental disclosure, ESG, Joe Biden, Risk, Risk management, Sustainability, Systemic risk The Director’s Guide to Shareholder Activism Posted by Maria Castañón Moats, Paul DeNicola, and Leah Malone, PricewaterhouseCoopers LLP, on Friday, June 11, 2021 Tags: Boards of Directors, ESG, Hedge funds, Institutional… [read post]
17 Jun 2021, 6:59 pm
The Act is the latest indication that SEC rulemaking regarding ESG disclosures is coming, and follows recent testimony by SEC Chair Gary Gensler that the Commission expects to propose ESG disclosure rules by the end of the year. [read post]
17 Jun 2021, 6:05 am
This post is based on an open letter to SEC Chairman Gary Gensler, authored by Mr. [read post]
17 Jun 2021, 6:05 am
Gary Gensler, the new chairman of the U.S. [read post]
16 Jun 2021, 6:46 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
14 Jun 2021, 1:09 pm
” Gary Gensler was confirmed as the new Chair of the SEC in April 2021. [read post]
14 Jun 2021, 9:33 am
During a speech on June 9th, 2021, newly appointed SEC chairman Gary Gensler spoke of the SEC’s role in protecting individual investors who trade securities via brokerages like Robinhood, which utilize high-speed trading platforms called wholesalers to execute these trades. [read post]
12 Jun 2021, 7:53 am
Posted by Gary Gensler, U.S. [read post]
11 Jun 2021, 9:20 am
Her comments expose a split at the top of the SEC just as Gary Gensler, its chair, spearheads an effort to bring the fast-growing cryptocurrency market more in line with other types of financial assets. [read post]
