Search for: "In Re Securities and Exchange Commission"
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11 Nov 2009, 7:54 am
A security videotape later showed a man fire-bombing the mansion. [read post]
17 May 2023, 10:33 am
According to a filing with the Securities and Exchange Commission (SEC), MSG Networks and its insurance company disagree over whether and how much the insurance company is expected to pay for the settlement. [read post]
6 Apr 2022, 2:18 am
Data users are allowed to re-use health data only after receiving a data permit from a competent authority. [read post]
29 Dec 2009, 5:20 pm
11/22/09: Open Letter to the Securities and Exchange Commission Part 2: New Information on Overstock.com's GAAP and SEC Disclosure Violations 11/23/09: Open Letter to the Securities and Exchange Commission Part 3: Overstock.com Lied About Grant Thornton and Concealed Error 11/26/09: Open Letter to the Securities and Exchange Commission Part 4: Patrick Byrne Ignores Real Issues As He Vilifies Grant Thornton… [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Wednesday, May 8, 2019 Tags: Broker-dealers, Capital formation, Cybersecurity, Human capital, Investor protection, Retail investors, SEC, Securities enforcement, Securities regulation, US Senate Cyber Lessons and #MeToo Risk Posted by Laurie Hays and Jamie Singer, Edelman, on Thursday, May 9, 2019 Tags: #MeToo, Board oversight, Boards of… [read post]
14 Apr 2010, 8:25 am
Securities andamp; Exchange Commission, believes has occurred. [read post]
10 Feb 2013, 6:08 pm
The second is a Securities and Exchange Commission (SEC) press release announcing the filing of a civil complaint against a promoter and two LLCs alleging a scam involving over 250 Chinese investors reportedly duped into entrusting a total of $155 million in the hopes of gaining U.S. permanent residency under the EB-5 employment-creation immigrant visa category. [read post]
17 Feb 2023, 1:27 pm
Federal Deposit Insurance Corp. 22-714Issues: (1) Whether Securities and Exchange Commission v. [read post]
23 Aug 2010, 8:48 am
But only those with more than $100 million under management will be regulated by the Securities and Exchange Commission. [read post]
13 Jan 2010, 8:11 pm
The most recent version of their statement was included in a 10-Q filed with the Securities and Exchange Commission on November 9, 2009: An Independent Committee of the Board of Directors of Medifast was constituted to review the public allegations of a third party “Convicted Felon” on his website. [read post]
22 Sep 2020, 7:24 am
In the 2014 case of Halliburton II, the Supreme Court re-affirmed the Basic v. [read post]
26 May 2011, 8:00 am
First would be to give all regulatory responsibility to the Securities and Exchange of Commission (or FINRA). [read post]
19 Oct 2015, 5:00 am
MF Global, Inc. was a futures commission merchant (FCM) that accepted deposits from customers to trade commodity futures. [read post]
17 Feb 2012, 9:47 am
If you think they're going away anytime soon, think again. [read post]
20 Jun 2012, 5:00 am
I decided I’d rather deal with the Securities and Exchange Commission than a collection of state regulators. [read post]
20 Sep 2023, 9:04 pm
The political groups have petitioned the Securities and Exchange Commission (SEC) to stop the JBS dual listing plan over their concerns. [read post]
26 Aug 2011, 5:30 am
Securities fraud/shareholder fraud: providing information or participating in an investigation with the Securities Exchange Commission. [read post]
23 Apr 2009, 3:23 pm
Why treat the security of your financial portfolio any differently? [read post]
8 Jun 2022, 9:01 pm
Wholesalers may be saving more than they’re passing along to investors in terms of price improvement.[14] Further, as I previously discussed, the current NBBO has gaps and may not represent a level playing field. [read post]
8 Feb 2021, 6:36 am
The Securities And Exchange Commission recently published an investor alert discussing stock information on social media. [read post]
