Search for: "In Re Securities and Exchange Commission"
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3 Mar 2020, 11:07 am
And in her view, the Social Security Administration is even more powerful and ubiquitous than the CFPB. [read post]
3 Mar 2020, 3:40 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a judicial remedy for violating the securities-fraud laws. [read post]
28 Feb 2020, 3:00 am
But instead of choosing simple, hand-marked paper ballots that are most resistant to tampering because paper cannot be hacked, many are opting for pricier technology that computer security experts consider almost as risky as earlier discredited electronic systems. [read post]
24 Feb 2020, 9:59 am
Friday, February 28, 2020, at 8:00 a.m.: Duke Law’s Center on Law, Ethics and National Security will hold its 25th Annual National Security Law Conference on Feb. 28-29. [read post]
21 Feb 2020, 3:00 am
National/Federal Bloomberg Would Sell Business Interests If Elected President AP News – Kathleen Ronayne | Published: 2/19/2020 Michael Bloomberg would sell the financial data and media company he created if he is elected president, adviser Tim O’Brien said. [read post]
21 Feb 2020, 2:00 am
Securities and Exchange Commission (SEC) report for a publicly-traded company). [read post]
18 Feb 2020, 12:34 pm
We are happy to work with qualified candidates to help secure outside funding by writing letters of support. [read post]
18 Feb 2020, 10:00 am
’s nascent 5+5 Libyan Joint Military Commission. [read post]
16 Feb 2020, 9:38 am
Securities and Exchange Commission (SEC), died February 15. [read post]
14 Feb 2020, 3:00 am
His was the last conviction secured by special counsel Robert Mueller as part of the investigation into Russian interference in the 2016 election. [read post]
13 Feb 2020, 1:51 pm
Also, the US Securities and Exchange Commission (SEC) lawsuits hovered near-record high, as well. [read post]
11 Feb 2020, 12:11 pm
Rather, they're arguing that EARN IT will hurt end-to-end encryption. [read post]
11 Feb 2020, 11:53 am
Rather, they’re arguing that EARN IT will hurt end-to-end encryption. [read post]
10 Feb 2020, 8:27 am
The committee will hear testimony from Nikki Clowers, the managing director of the health care team at the Government Accountability Office; Julie Gerberding, the former director of the Centers for Disease Control and Prevention; Scott Gottlieb, the former commissioner of the Food and Drug Administration; Luciana Borio, the former director for medical and biodefense preparedness at the National Security Council; and Asha George, the executive director of the Bipartisan Commission… [read post]
5 Feb 2020, 8:54 am
Securities and Exchange Commission sued the insured, a law firm holding a lawyers professional liability policy, seeking disgorgement of ill-gotten gains (legal fees obtained by fraudulent misrepresentations regarding a securities offering), as well as pre-judgment interest. [read post]
Main Street, gadflies, and corporate democracy: a first look at comments on the SEC’s proxy proposal
5 Feb 2020, 6:45 am
Currently, only a few proxy advisers register with the Commission and they typically do so as pension consultants under the Adviser Act’s rules. [read post]
4 Feb 2020, 3:10 pm
On January 27, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) issued observations gleaned from its examinations related to cybersecurity and operational resiliency practices taken by market participants (the “Observations”). [read post]
3 Feb 2020, 12:42 pm
.: New America’s Open Technology Institute will host a fireside chat with Federal Trade Commission Commissioner Rohit Chopra, entitled “Privacy’s Best Friend: How Encryption Protects Consumers, Companies, and Governments Worldwide”, followed by a panel of experts discussing the role of encryption in protecting consumer privacy. [read post]
2 Feb 2020, 4:49 pm
The SFC’s proposals set out in the Consultation Paper are based on the margin requirements framework developed by the Working Group on Margining Requirements, with input from members of the Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO). [read post]
30 Jan 2020, 12:42 pm
They’re complying with their mandatory reporting duties, or at least, nobody seems to be accusing them of noncompliance. [read post]
