Search for: "Investment Management Advisory Group"
Results 921 - 940
of 1,579
Sort by Relevance
|
Sort by Date
31 Mar 2016, 9:51 am
The findings stated that Freeman and Fretz controlled a private investment limited partnership, which they founded and for which they acted as managers. [read post]
29 Mar 2016, 3:51 pm
Meet the Money® is the national hotel finance and investment conference presented by JMBM’s Global Hospitality Group® – the most experienced legal and advisory team in the industry, with more than $71 billion in hotel transaction experience involving more than 3,800 properties around the globe. [read post]
20 Mar 2016, 5:55 am
According to The Register-Guard, Chris Bean of Private Advisory Group in Redmond, Washington has 330 clients invested in Aequitas, more than any other financial adviser in the country. [read post]
17 Mar 2016, 11:08 am
Subsequently, in September 2015, the SEC launched a second initiative to examine the cybersecurity compliance and controls in place at broker-dealers and investment advisory firms. [read post]
17 Mar 2016, 11:08 am
Subsequently, in September 2015, the SEC launched a second initiative to examine the cybersecurity compliance and controls in place at broker-dealers and investment advisory firms. [read post]
10 Mar 2016, 5:25 pm
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
10 Mar 2016, 10:13 am
Kelly has been named Co-Chief of the Enforcement Division’s Asset Management Unit, which focuses on misconduct by investment advisers, investment companies, and private funds. [read post]
1 Mar 2016, 7:19 am
-based private fund manager with defrauding investors in a Ponzi scheme that ensued after he squandered their money on bad investments and personal expenses. [read post]
29 Feb 2016, 4:43 pm
For that reason, the Sixth Circuit found that plaintiffs did not have to make any allegations about management’s state of mind when the company and its management offered the challenged opinions. [read post]
29 Feb 2016, 10:23 am
’” He is currently employed at CRT Capital Group LLC. [read post]
29 Feb 2016, 8:47 am
FTCs can serve as trustees and provide other fiduciary duties, such as investment advisory, wealth management, and administrative services. [read post]
24 Feb 2016, 11:27 am
In 2013, Western Property Holdings LLC sued Aequitas Capital Management Inc. [read post]
18 Feb 2016, 5:00 am
Asset managers, with day-to-day responsibility for managing investments, are well positioned to influence companies’ long-term performance through stewardship. 7. [read post]
17 Feb 2016, 10:19 am
Companies in its portfolio include NextCare, an independent urgent care provider with clinics across six states; Regency Healthcare Group, a provider of hospice and palliative care services; and West Dermatology, a physician practice management company that operates dermatology clinics in Nevada, Arizona and California. [read post]
16 Feb 2016, 4:50 pm
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
4 Feb 2016, 7:58 am
Graham, Managing Partner of Fenwick & West LLP’s Seattle office, and Sara Hanks, CEO of CrowdCheck in Alexandria, Virginia, will serve as co-chairs of the committee. [read post]
22 Jan 2016, 5:00 am
This past September, the SEC charged a Philadelphia-based investment advisory firm with retaining exchange fees arising from restructuring transactions of collateralized debt obligations (“CDOs”). [read post]
20 Jan 2016, 5:21 am
Morgan Investment Management Inc. [read post]
15 Jan 2016, 6:16 am
The meeting was set up by Southern Strategy Group, a lobbying firm that represents MCNA Dental, to discuss legislation that would eliminate dental services from the list of health care services that managed care plans are required to offer beneficiaries. [read post]
6 Jan 2016, 3:48 am
Fenway Partners and Fenway Consulting Partners were both owned and managed in large part by respondents Peter Lamm, William Smart, Timothy Mayhew, and Walter Wiacek. [read post]
