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8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
6 Feb 2019, 4:14 am by Andrew Lavoott Bluestone
Epiphany Community Nursery Sch. v Levey  2019 NY Slip Op 00842  Decided on February 5, 2019  Appellate Division, First Department  Singh, J., J. is not primarily about accounting malpractice. [read post]
24 Jan 2019, 1:16 pm by ccollins
Former Centaurus Financial Broker’s Certified Financial Planner Designation is Suspended The Certified Financial Planner Board of Standards has suspended Texas broker’s Larry J. [read post]
18 Jan 2019, 3:00 am by John Jenkins
This situation has produced some very strange bedfellows – check out the signatories to this recent letter to SEC Chair Jay Clayton urging it to grant the no-action relief that J&J’s requested and to reaffirm the SEC’s position that arbitration clauses violate the securities laws. [read post]
11 Jan 2019, 2:13 pm
New Brunswick, NJ: Transaction Books, 1988.Davis, Angela Y. [read post]
2 Jan 2019, 4:45 am by Andrew Lavoott Bluestone
This claim fails because plaintiff’s various successor counsel had ample time and opportunity to make such a motion, and in fact one did (although it was purportedly abandoned) (see Davis v Cohen & Gresser, LLP, 160 AD3d 484, 487 [1st Dept 2018]). [read post]
31 Dec 2018, 2:07 pm
Contents include:Christina L Davis & Julia C Morse, Protecting Trade by Legalizing Political Disputes: Why Countries Bring Cases to the International Court of Justice Matthias Ecker-Ehrhardt, International Organizations “Going Public”? [read post]
26 Dec 2018, 9:30 pm by Series of Essays
After assuming office, President Donald J. [read post]
29 Nov 2018, 1:10 pm
Court of Appeals, Ninth Circuit from 2003 to 2004.Laura J. [read post]