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6 Jul 2011, 8:02 am
Borosage, originally published at Huffington Post, July 6, 2011. [read post]
6 Jul 2011, 5:00 am
In addition to regulating the derivatives market, the Commission has also been given the responsibility for the oversight of hedge fund advisers, and new responsibilities for the registration of municipal advisers. [read post]
4 Jul 2011, 9:54 pm
Acknowledging that not all hedge funds invest in hard to value instruments, the following items may be of interest to readers: "Financial Model Mistakes Can Cost Millions of Dollars" by Susan Mangiero, Expert Witnesses, Volume 7, Number 1, Spring/Summer 2011, American Bar Association "Critical Issues for Hedge Funds: Special Report - The State of Valuation," Interview With Susan Mangiero, Securities Industry News, 2007 … [read post]
4 Jul 2011, 8:16 am
Chris Hedges, one of our most brilliant political writers, wrote recently: "When did our democracy die? [read post]
4 Jul 2011, 6:18 am
" Tragically, as Krugman pointed out on his blog, Obama's July 2nd radio address provided once again "the false government-family equivalence, the myth of expansionary austerity, and the confidence fairy, all in just two sentences," as follows: Government has to start living within its means, just like families do. [read post]
3 Jul 2011, 6:16 am
I’m planning to have a rough cut of the numbers ready to share with you for the upcoming one-year Dodd-Frank anniversary, on July 21. [read post]
1 Jul 2011, 10:20 pm
Alternative fund managers and regulators will convene in Washington, D.C. from July 19 through 21, 2011 to talk about pension investing in hedge funds and private equity funds. [read post]
30 Jun 2011, 5:15 am
His sentencing is scheduled for July 29th. [read post]
30 Jun 2011, 2:00 am
Once registered, hedge funds will have to comply with certain restrictions and reporting requirements.[2] Venture capital funds will not have to register, but beginning on July 21, 2011, they will have to file reports with the SEC detailing basic identifying information, conflicts of interest, and disciplinary history, if any. [read post]
29 Jun 2011, 4:28 pm
Gupta’s civil case, which was supposed to be heard by an administrative law judge on July 18, was delayed. [read post]
29 Jun 2011, 5:30 am
The firm will be adding three new partners to lead the new operation.Barbara Stettner, Chris Salter and Charles Borden, previously with O’Melveny & Myers in Washington, will join Allen & Overy when the firm opens its newest office in mid-July. [read post]
28 Jun 2011, 2:16 pm
New applicants that meet the definition of mid-sized advisers and who seek to apply between January 1, 2011 and July 21, 2011 can apply either with the SEC or the state or states in which it must register. [read post]
23 Jun 2011, 5:00 am
Previously exempt private advisers, particularly those to hedge funds and private equity funds, will not be required to register until March 30, 2012. [read post]
23 Jun 2011, 3:33 am
With the package of rules adopted yesterday, the SEC has accomplished the rulemaking relating to the fund-related provisions of Title IV of the Dodd-Frank Act that will become effective on the one year anniversary of the Dodd-Frank Act on July 21, 2011 [read post]
22 Jun 2011, 4:07 pm
In addition to the SFBJ June issue print feature, the 2010 Class of 40 Under 40 will be honored with a luncheon Thursday, July 28 at Hyatt Regency Pier Sixty-Six, 2301 S.E. 17th Street, Ft. [read post]
22 Jun 2011, 5:00 am
The word I’ve heard is that the July 21, 2011 deadline will be extended to March 31, 2012. [read post]
20 Jun 2011, 2:40 pm
The proposed prohibition on hedging applies to entry into arrangements on or after commencement (1 July 2011), irrespective of whether the remuneration was for services rendered before, on or after 1 July 2011. [read post]
20 Jun 2011, 2:14 am
The modified exemption can be found here: Section 260.204.9 (Effective July 21, 2011) Background information and the finding of emergency can be found here: California Finding of Emergency The notice can be found here: Notice of Emergency Action **** Bart Mallon is an attorney with a practice focused on hedge funds and investment adviser registration. [read post]
17 Jun 2011, 12:03 pm
FINRA revised its suitability rule (currently NASD Rule 2310), which is slated to go into effect on July 9, 2012. [read post]
17 Jun 2011, 7:36 am
With black box algorithms, the overwhelming number of hedge funds (with an even greater number of analysts and managers), and the myriad ways to make swap bets is it possible that there is an alternative investment strategy which hasn't been tapped into yet? [read post]
