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Bitcoin mining case spotlights the potential litigation risks of business model pivots

9 Jan 2023, 8:25 am by Unknown

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Happy July Fourth

3 Jul 2015, 8:14 pm by Jon Gelman

A Prince, whose character is thus marked by every act which may define a Tyrant, is unfit to be the ruler of a free people.Nor have We been wanting in attentions to our British brethren. [read post]

Workers' Compensation - http://workers-compensation.blogspot.com/

CII renews objections to multi-class structures without sunsets, says anticipated Lyft public debut is ‘outlier’

19 Feb 2019, 9:26 pm by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Commission says CBOE must seek approval to use deferential appeals standard

20 Aug 2018, 5:00 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Lawson Opinion Explained, but Lack of Protected Activity Sinks Whistleblower Claim

5 Aug 2014, 8:41 am by John Jascob

[This story previously appeared in Securities Regulation Daily.]By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Commissioner Peirce urges regulators and investors to embrace technology

24 Feb 2021, 5:54 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Crypto, ESG, AI, CFIUS, and China key to understanding Senate version of NDAA

31 Jul 2023, 5:00 am by Unknown

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Congress to fund SEC and CFTC, add studies of smaller issuers, diversified companies

22 Dec 2020, 7:03 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Claimant charged with criminal offence seeks Supreme Court review of SEC award denial

7 Apr 2023, 7:02 am by Unknown

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Sen. Warren sees potential CEA liability for Google’s advertising exchange

7 Jul 2021, 9:09 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

SEC plans to seek interlocutory appeal of Ripple opinion

11 Aug 2023, 12:01 pm by Unknown

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Ten Individuals Affiliated With Compounding Pharmacy, Including Owners, Pharmacist, Billing Manager, Sales Reps and Nurse Practitioner, Charged in Compounding Prescription Drug Case

23 May 2019, 3:48 pm by Green and Associates

Purchases included for private plane travel and expensive watches.Those individuals who have already agreed to plea agreements include Global Vice President of Sales Phillip Marks, Operations Manager Jeffrey South, District Manager Angie Nelson, National Field Trainer and sales representative Bridget McCune; sales representatives Bonita Amonett, Roddrick Boykin, Joshlyn Bowen, Erin Brown, Vanessa Case, Peter Eodice II, Jody Hobbs, Robin Lowry, Kelley Norris and Dawn Whitten;… [read post]

California Attorneys Representing Licensed, Regulated And Other Professionals - http://greenandassociates.blogspot.com/

Financial planners join battle over SEC’s Regulation BI

13 Sep 2019, 6:42 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Judge vacates SEC ‘suspension’ of proxy adviser rule compliance date

4 Oct 2022, 6:13 am by John Jascob

By Mark S. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

House passes Dodd-Frank whistleblower fix along with small package of securities bills

11 Jul 2019, 6:00 am by John Jascob

By Mark S. [read post]