Search for: "National Action Financial Services, Inc." Results 921 - 940 of 2,097
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12 Sep 2011, 7:23 am
John Thomas Financial of New York, or JTF, agreed to a fine of $275,000, First Midwest Securities Inc. of Bloomington, Ill., agreed to pay $150,000, Aandamp;F Financial Securities Inc. of Syosset, N.Y., agreed to a fine of $125,000, and Salomon Whitney LLC, of Babylon Village, N.Y., agreed to pay $60,000. [read post]
12 Sep 2011, 7:23 am
John Thomas Financial of New York, or JTF, agreed to a fine of $275,000, First Midwest Securities Inc. of Bloomington, Ill., agreed to pay $150,000, Aandamp;F Financial Securities Inc. of Syosset, N.Y., agreed to a fine of $125,000, and Salomon Whitney LLC, of Babylon Village, N.Y., agreed to pay $60,000. [read post]
12 Sep 2011, 7:28 am
John Thomas Financial of New York, or JTF, agreed to a fine of $275,000, First Midwest Securities Inc. of Bloomington, Ill., agreed to pay $150,000, Aandamp;F Financial Securities Inc. of Syosset, N.Y., agreed to a fine of $125,000, and Salomon Whitney LLC, of Babylon Village, N.Y., agreed to pay $60,000. [read post]
25 May 2023, 3:00 pm
Under CIMLA, “a mortgage on a foreign vessel is preferred so long as it was properly (1) executed and (2) recorded under the laws of the nation in which the foreign vessel is registered. [read post]
14 Dec 2017, 4:16 pm by Cynthia Marcotte Stamer
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
21 Sep 2020, 11:49 am by William Ford, Anna Salvatore
The subcommittee will hear testimony from Chris Krebs, the director of the Cybersecurity and Infrastructure Security Agency; Denis Goulet, the commissioner of the New Hampshire Department of Information Technology; Leslie Torres-Rodriguez, the superintendent of Hartford, Connecticut, public schools; John Riggi, a senior advisor for cybersecurity and risk at the American Hospital Association; and Bill Siegel, the CEO of Coveware, Inc. [read post]
18 Mar 2021, 8:09 am by John Jascob
The House Financial Services Committee held its second hearing to investigate issues concerning the fairness and stability of the U.S. equity markets following the volatility resulting from the retail short squeeze in shares of GameStop, Inc. and other “meme stocks. [read post]
26 Jun 2015, 12:25 pm by Cynthia Marcotte Stamer
Stamer works closely with employer and other plan sponsors, insurance and financial services companies, plan fiduciaries, administrators, and vendors and others to design, administer and defend effective legally defensible employee benefits and compensation practices, programs, products and technology. [read post]
26 Dec 2012, 5:40 pm by Cynthia Marcotte Stamer
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
23 Nov 2012, 9:42 am by Cynthia Marcotte Stamer
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
14 Aug 2009, 6:14 am
(3) The universe of potential relators has been expanded dramatically, and can include contractors and agents, all of whom appreciate the considerable financial windfall that relators recover in qui tam actions with treble damage awards. [read post]
14 Aug 2009, 6:14 am
(3) The universe of potential relators has been expanded dramatically, and can include contractors and agents, all of whom appreciate the considerable financial windfall that relators recover in qui tam actions with treble damage awards. [read post]
17 Apr 2019, 8:55 am by Renae Lloyd
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s). [read post]
12 Dec 2016, 7:54 am by Quinta Jurecic
  Calls for Papers Call for Papers - National Security Law Writing Competition The Judge Advocate General's School (AFJAGS), in partnership with the Air Force JAG School Foundation, Inc., is pleased to announce a call for papers for its second annual National Security Law writing competition. [read post]