Search for: "National Action Financial Services, Inc."
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6 Oct 2017, 1:04 pm
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
5 Oct 2017, 5:20 pm
To the extent the CFPB's investigation of NCSLT litigation abuses brought to light the problems in servicing, the Bureaus actions served Uderitz' purposes by bolstering his case against PHEAA. [read post]
2 Oct 2017, 4:50 pm
The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
28 Sep 2017, 12:22 pm
Calamari also is one of the inaugural Co-Chairs of the Division’s Broker-Dealer Task Force, a national task force formed in late 2013 to focus on current issues and practices within the broker-dealer community and to develop national initiatives for investigations. [read post]
28 Sep 2017, 9:38 am
About the Experts Marcia Watson Wasserman is a seasoned legal management professional of more than 25 years, Marcia Watson Wasserman founder and President of Comprehensive Management Solutions, Inc. provides “C.O.O to Go” TM services to boutique and mid-sized law firms. [read post]
25 Sep 2017, 3:32 pm
(formerly NCO Financial Systems, Inc.) [read post]
19 Sep 2017, 10:26 pm
Alphabet thereby admits that her employer, NCO Financial Systems, Inc., did not create these records. [read post]
18 Sep 2017, 12:16 pm
– The Consumer Financial Protection Bureau today took action against the National Collegiate Student Loan Trusts and their debt collector, Transworld Systems, Inc., for illegal student loan debt collection lawsuits. [read post]
18 Sep 2017, 7:25 am
But some of these no-action letters also have subsequent histories that could make them challenging to apply in practice.For example, in the 1985 Dominion Resources, Inc. no-action letter, the Division of Trading and Markets (then called the Division of Market Regulation) said it would not recommend enforcement to the Commission under Exchange Act Section 15 if Dominion Resources, which had developed expertise in placing taxable and tax-exempt securities, offered these… [read post]
17 Sep 2017, 7:30 pm
The Company helps meet the growing demand for private education loans by providing national and regional financial institutions and educational institutions, as well as businesses and other enterprises, with an integrated suite of design, implementation and securitization services for student loan programs tailored to meet the needs of their respective customers, students, employees and members. [read post]
16 Sep 2017, 10:26 am
Tenaska Energy, Inc. v. [read post]
15 Sep 2017, 11:51 am
These impactful actions included:In the Matter of Royal Alliance Associates, Inc. et al., which resulted in the payment of $9.5 million in monetary relief stemming from alleged anti-fraud violations based on alleged failure to monitor client accounts and to disclose conflicts in selecting mutual fund share classes for clients. [read post]
13 Sep 2017, 4:00 pm
Employers beware of potential National Labor Relations Act unfair labor practices risks that may arise from their adoption or enforcement of overly broad or restrictive workplace recording, acceptable use, workplace conduct, commitment-to-integrity or other policies that might be construed to prohibit or deter employees from exercising protected organization or other collective bargaining rights under the National Labor Relations Act (NLRA) in light of the Fifth Circuit’s… [read post]
10 Sep 2017, 3:07 pm
Bank National Association ("US Bank"), and PNC Bank, N.A. [read post]
5 Sep 2017, 5:05 am
Coinbase, Inc. (3:17-cv-01431-JSC), is assigned to Magistrate Judge Jacqueline Scott Corley in the U.S. [read post]
1 Sep 2017, 6:49 am
Link to Court of Appeals Docket here ---> 01-15-00943-CV Background In their Second Amended Statement of Claim, the Parkers, pursuant to the rules of the Financial Industry National Regulatory Authority ("FINRA"),[1] initiated arbitration proceedings against IB. [read post]
22 Aug 2017, 8:14 pm
LON SMITH & ASSOCIATES, INC. [read post]
22 Aug 2017, 8:14 pm
LON SMITH & ASSOCIATES, INC. [read post]
21 Aug 2017, 9:40 pm
About Solutions Law Press Solutions Law Press, Inc. [read post]
20 Aug 2017, 3:29 pm
They are generic in nature and not tailored or intended to be relied upon by any person, business, entity or other party for purposes for determining the legal, financial or other appropriateness, defensibility, suitability, outcome or consequences of any strategy, action, course of action, or any other facts, circumstances, event or conduct. [read post]
