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22 Jun 2016, 2:54 pm
District Court in the Southern District of New York, the SEC alleges that in April and May, Idris Dayo Mustapha hacked into numerous accounts of U.S. customers of broker-dealers in and outside the U.S. [read post]
1 Mar 2024, 8:33 am
The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]
3 Apr 2012, 7:24 am
The Canadian bank and financial services firm, which does business in New York, connected the scheme in connection with exchange-traded stock futures contracts. [read post]
12 Jun 2014, 4:17 am
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
15 Nov 2010, 5:00 am
SocGen did not, however, move to dismiss the claims from UFCW, who purchased ADRs in New York on the OTC. [read post]
17 Mar 2014, 3:37 am
It also strikes me as odd that the redemption agreement didn’t specify the percentage interest of the estate’s stock holding, suggesting a dispute over its percentage interest. [read post]
17 Feb 2011, 9:37 am
" Former NYSE chief Dick Grasson repeated the claim recently: I don’t look at this as a Deutsche Börse takeover of the New York Stock Exchange. [read post]
19 Aug 2010, 9:22 am
How about the New York Stock Exchange (NYSE) and Hewlett-Packard (HP)? [read post]
20 Jun 2007, 5:21 am
SEC Chairman Chris Cox delivered a speech to the New York Society of Security Analysts last Thursday in Washington. [read post]
18 Mar 2008, 8:28 pm
The New York Times Company announced that it has struck a deal to nominate two insurgent candidates to its board. [read post]
20 Feb 2018, 12:07 pm
Image credit: Blogtrepreneur The post An Introduction to the Tax Treatment of a Sec. 368 Reorganization appeared first on New York Tax Attorneys. [read post]
20 Jan 2009, 3:29 am
., a securities class action brought by foreign investors who purchased shares in a foreign company on a foreign stock exchange -- on subject matter jurisdiction grounds. [read post]
2 Apr 2010, 1:18 pm
"Applying this test, Judge Cote held that Fly had misappropriated the research reports of the financial services firms when it distributed them to its subscribers before the opening of the New York Stock Exchange. [read post]
4 Feb 2009, 4:56 am
Patterson Jr. of the United States District Court for the Southern District of New York dismissed the entire amended complaint, finding that the plaintiff did not adequately plead: (1) the Securities Act claims because the amended complaint did not put forth sufficient factual allegations to find that the offering documents at issue contained any false and misleading statement; or (2) the Exchange Act claims because "the Complaint alleges no specific facts… [read post]
23 Jul 2014, 5:55 am
In Court, Bell was informed of a 10-count indictment returned in Brooklyn, New York, and was released on bond. [read post]
27 Oct 2011, 5:18 am
The record fails to provide any explanation sufficient to relate the injury sustained to the operation of the force of gravity (see Runner v New York Stock Exchange, Inc., 13 NY3d 599 [2009], supra). [read post]
20 Jan 2021, 5:00 am
Industry groups also have opposed the FTT at the state level in New Jersey and New York. [read post]
13 Apr 2020, 5:40 pm
For example, the New York Times reported on March 30, 2020, that Zoom was under scrutiny by the New York attorney general for its data privacy and security practices. [read post]
21 Sep 2018, 8:33 am
WilmingtonPlaintiffs assert that CPLR 302(a)(1) jurisdiction may be exercised over Wilmington because Wilmington transacted business in New York by signing a retainer agreement with a New York law firm on behalf of the Trusts, and the legal services were performed in New York. [read post]
22 Jan 2007, 2:20 pm
. - New York Times. [read post]
