Search for: "New York Stock Exchange"
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26 Mar 2019, 1:20 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
26 Mar 2019, 11:56 am
Correspondingly, many companies have entered the U.S. market and are even listed on the Nasdaq or the New York Stock Exchange, leading to much interest on Wall Street. [read post]
26 Mar 2019, 10:31 am
Allstate has 16 million customers worldwide, owns other companies including Esurance and Encompass, and is traded on the New York Stock Exchange. [read post]
25 Mar 2019, 3:00 am
Chamber of Commerce and the National Association of Manufacturers, and stock exchanges, such as the Nasdaq and the New York Stock Exchange, have mounted a well-funded offensive against the industry, which is dominated by two firms. [read post]
22 Mar 2019, 6:27 am
Cabral (New York University), and José Corrêa Guedes (Catholic University of Portugal), on Thursday, March 21, 2019 Tags: Agency costs, Agency model, Banker bonuses, Banks, Behavioral finance, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Pay for performance, Systemic risk ESG Rating and Momentum Posted by Nimit Agarwal and Yannick Ouaknine, Société… [read post]
19 Mar 2019, 9:52 am
The SEC filed a motion in the US District Court for the Southern District of New York in February, requesting to hold the Tesla CEO in contempt after he tweeted, “Tesla made 0 cars in 2011, but will make around 500k in 2019. [read post]
18 Mar 2019, 6:24 am
On February 14, 2019, the Nasdaq Stock Market LLC filed notice with the Securities and Exchange Commission of a rule change to “amend and clarify certain aspects of the listing process for Direct Listings. [read post]
15 Mar 2019, 5:55 am
Bartholomew, Pepper Hamilton LLP, on Monday, March 11, 2019 Tags: Capital formation, Confidentiality, Conflicts of interest, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Private equity, Private firms, Securities litigation, Small firms, Venture capital firms The Strategies of Anticompetitive Common Ownership Posted by Scott Hemphill and Marcel Kahan (New York University School of Law),… [read post]
11 Mar 2019, 4:25 pm
FINRA is a private corporation that acts as a self-regulatory organization and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. [read post]
27 Feb 2019, 2:21 pm
On February 14, 2019, the New York Stock Exchange (“NYSE”) filed a petition for review to the U.S. [read post]
24 Feb 2019, 8:45 am
A typical IPO, which is a sale of a company’s stock, raises between $100-$150 million. [read post]
21 Feb 2019, 6:10 am
Recognizing the importance of entrepreneurial finance, a major focus of financial policymakers around the world has been on the creation of new stock exchanges for young and small-capitalization companies, often characterized by less restrictive listing requirements. [read post]
20 Feb 2019, 5:00 am
Circuit Court of Appeals, Nasdaq and members of the NYSE Group have challenged the controversial pilot, which imposes new restrictions on the fees and rebates that national securities exchanges may charge or offer to their broker-dealer members for transactions in NMS securities in specified test groups (New York Stock Exchange LLC v. [read post]
18 Feb 2019, 2:42 pm
In fact, New York regulators recently issued guidance that puts life insurers on notice regarding their statutory obligations when utilizing Big Data and algorithms in their underwriting. [read post]
8 Feb 2019, 12:24 am
However, while a spokesman for the large L.A. marijuana venture noted the New York Stock Exchange is hesitant to invest anything until the market is fully legal, he noted that the industry as a whole is growing by 25 to 30 percent a year. [read post]
6 Feb 2019, 10:59 am
The CSRC’s announcement led to a rise in China stocks, with upward bumps for the Shanghai Stock Exchange Composite Index and the Shenzhen Index. [read post]
6 Feb 2019, 7:26 am
The video largely retraces the text of the senators’ joint Op-Ed piece that appeared this past weekend in The New York Times. [read post]
3 Feb 2019, 9:46 am
Since August 2017 Wilson has been associated with National Securities out of the firm’s New York, New York office location. [read post]
1 Feb 2019, 10:51 am
Recovering the promise of the orderly and fair stock exchange. [read post]
1 Feb 2019, 8:49 am
Each of these issuers were able to utilize Regulation A to sell their securities and list on a national securities exchange, such as Nasdaq and the New York Stock Exchange; however, not all issuers that have used Regulation A as an IPO avenue (mini-IPO) have been successful after listing to national exchanges. [read post]
