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25 Oct 2022, 9:53 am
Netflix – the content streaming and production giant – recently sued Emily Bear – an American composer, pianist, songwriter, and singer – and Abigail Barlow – an American singer-songwriter – for copyright and trademark infringement of Netflix’s hit-show “Bridgerton” (hereinafter the “Show”). [read post]
24 Oct 2022, 11:38 am
On Sept. 30, Russian President Vladimir Putin moved to officially annex the Ukrainian territories of Donetsk, Luhansk, Zaporizhzhia, and Kherson following a sham referenda process in each of the oblasts. [read post]
24 Oct 2022, 8:27 am
Robert Singer on recent increases in State health benefit premiums. [read post]
24 Oct 2022, 3:44 am
Accessing FINRA Test Center Launch Codes With Colonel Mustard (BrokeAndBroker.com Blog)The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESFormer Credit Union employee who repeatedly stole from elderly woman’s account sentenced to a year in prison / Over three years he stole more than $129,000 for his personal expenses… [read post]
24 Oct 2022, 3:44 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6731/securities-industry-commentator/FINRA Taxonomy News Release Isn't Newsworthy (BrokeAndBroker.com Blog)Accessing FINRA Test Center Launch Codes With Colonel Mustard (BrokeAndBroker.com Blog)The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade… [read post]
24 Oct 2022, 3:44 am
FINRA Taxonomy News Release Isn't Newsworthy (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6734/finra-taxonomy-initiative/FINRA seems to think that Wall Street was awaiting with great anticipation the fabulous news that FINRA had launched a machine-readable rulebook initiative. [read post]
24 Oct 2022, 3:44 am
The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESThree Men Convicted of $1 Million 'Upfront-Fee' Scheme (DOJ Release)Former Raleigh Investment Advisor Found Guilty in Healthcare Fraud that Targeted the Elderly and Disabled (DOJ Release)Sarasota Man Sentenced To 23 Years In Federal Prison For Running $80 Million… [read post]
24 Oct 2022, 3:44 am
Accessing FINRA Test Center Launch Codes With Colonel Mustard (BrokeAndBroker.com Blog)The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESFormer Credit Union employee who repeatedly stole from elderly woman’s account sentenced to a year in prison / Over three years he stole more than $129,000 for his personal expenses… [read post]
24 Oct 2022, 3:44 am
TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESFormer Raleigh Investment Advisor Found Guilty in Healthcare Fraud that Targeted the Elderly and Disabled (DOJ Release)Sarasota Man Sentenced To 23 Years In Federal Prison For Running $80 Million "Oasis" FOREX Ponzi Scheme (DOJ Release)Chesterfield Man Convicted in Scheme to Embezzle Funds in Law Firm Trust Account (DOJ Release)... [read post]
21 Oct 2022, 3:06 pm
Thinking about singer-songwriter Carly Simon at what must be a sad, sad time. [read post]
21 Oct 2022, 11:05 am
“Nobody benefits from waiting around for one more paramedic,” Singer said. [read post]
16 Oct 2022, 9:05 pm
About the Author: Sydney Ross Singer is a medical anthropologist, author, and director of the Institute for the Study of Culturogenic Disease. [read post]
16 Oct 2022, 10:17 am
Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)DOJ RELEASESFormer Destin Area Man Sentenced To Eleven Years In Federal Prison For Investment Fraud Scheme And Money Laundering (DOJ Release)SEC RELEASESSEC Obtains Final Judgment Against Recidivist Investment Adviser Charged with Defrauding Retirees (SEC Release) CFTC RELEASESFINRA RELEASES... [read post]
16 Oct 2022, 10:17 am
Frustrated Interactive Brokers Customer Can't Get No Satisfaction With Tesla Order (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6722/tesla-interactive-order/In today's featured FINRA public customer arbitration, we got a frustrated Interactive Brokers customer. [read post]
16 Oct 2022, 10:17 am
Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)Former WSJ reporter says law firm used Indian hackers to sabotage his career (Reuters by Raphael Satter)DOJ RELEASESRomance Scammer Pleads Guilty to Federal Charges, Admitting He Stole Hundreds of Thousands of Dollars from Nearly 20 Victims (DOJ Release)Former Destin Area Man Sentenced To Eleven Years In Federal Prison For Investment Fraud Scheme And Money Laundering (DOJ Release)SEC RELEASES... [read post]
16 Oct 2022, 10:17 am
FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster (BrokeAndBroker.com Blog)Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)Finra Pulls Out All The Stops in Barring Ex-Wells Broker Who Expensed Football Ticket (AdvisorHub)You can't serve notice to a crypto collective, say crypto groups in Ooki lawsuit (Reuters by… [read post]
16 Oct 2022, 10:17 am
Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster (BrokeAndBroker.com Blog)Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)You can't serve notice to a crypto collective, say crypto groups in Ooki lawsuit (Reuters by Alison Frankel)Former WSJ reporter says law firm used Indian hackers to sabotage his career (Reuters by Raphael Satter)DOJ RELEASESNevada Woman Charged with $7 Million Advance Fee Ponzi Scheme… [read post]
16 Oct 2022, 10:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6719/securities-industry-commentator/Frustrated Interactive Brokers Customer Can't Get No Satisfaction With Tesla Order (BrokeAndBroker.com Blog)FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster… [read post]
13 Oct 2022, 5:12 am
“The speed of IPRO’s processing capability directly resulted in the withdrawal of a seven-figure demand,” said Henry Lopez, a litigation support project manager in Segal McCambridge Singer & Mahoney Ltd. [read post]
11 Oct 2022, 5:32 am
[Stewart (of the Eurythmics), Grebenshchikov (a Russian singer-songwriter, and one of “the ‘founding fathers’ of Russian rock music”), and Babkin (a Ukrainian singer-songwriter) put out a trilingual song, with harmonies by Stevie Nicks (Fleetwood Mac).] [read post]
