Search for: "Securities Investor Protection Corporation"
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17 Oct 2021, 10:53 am
In making his announcement, Gensler said that he believes the agency has “an opportunity to strengthen the transparency and quality of corporate financial statements as well as the accountability of corporate executives to their investors. [read post]
15 Oct 2021, 6:18 am
Corporate Liquidity Provision and Share Repurchase Programs Posted by Craig M. [read post]
15 Oct 2021, 5:42 am
Michelle Anderson noted that Chair Gensler is concerned whether SPAC investors, particularly retail investors, are appropriately protected in the current regime.Given the complexity of information in this area, staff is looking at:Are investors able to understand the cost of investing in SPACs? [read post]
15 Oct 2021, 4:00 am
Commissioners cannot knowingly take contributions from regulated public service corporations, their lobbyists, employees, or officers, nor can they accept money from any intervenor in a case that is before the commission. [read post]
14 Oct 2021, 1:32 pm
Meituan’s fine is much smaller than the $1 billion penalty observers had expected, though market share and investor confidence will likely take a large hit. [read post]
14 Oct 2021, 11:58 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
13 Oct 2021, 7:14 am
Legal holds are a crucial step of ediscovery to ensure the appropriate information is collected and protected. [read post]
12 Oct 2021, 8:48 am
For more information on investing in 1031 DSTs, please see: 1031 Delaware Statutory Trust (DST) Investments Overview The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Oct 2021, 2:03 am
In fact, there has been legislation to that effect recently passed in the House – the Corporate Governance Improvement and Investor Protection Act would create a requirement for public disclosure of numerous ESG metrics. [read post]
8 Oct 2021, 12:46 pm
Whistleblower claims can be made by ordinary people or those inside the corporate structure who suspect another has or is committing securities fraud. [read post]
8 Oct 2021, 6:00 am
Securities and Exchange Commission, on Wednesday, October 6, 2021 Tags: Artificial intelligence, Capital markets, Cryptocurrency, Derivatives, Financial technology, SEC enforcement, Securities enforcement, Securities regulation, SPACs, Swaps Proposed Legislation to Address the Problem of Woke Corporations Posted by Senator Marco Rubio (R-FL), on Wednesday, October 6, 2021 Tags: Climate… [read post]
8 Oct 2021, 4:00 am
False Election Claims Undermine Efforts to Increase Security MSN – Maggie Miller (The Hill) | Published: 10/2/2021 Officials say the biggest threat facing U.S. elections is not Russian hacking or domestic voter fraud but disinformation and misinformation increasingly undermining the public’s perception of voting security. [read post]
7 Oct 2021, 1:46 pm
Our attorneys represent investors in class action lawsuits against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
7 Oct 2021, 10:14 am
Securities lawyer, David R. [read post]
7 Oct 2021, 6:37 am
As the NFT ecosystem continues to grow, we are likely to see increased attention from regulators as they seek to protect investors. [read post]
7 Oct 2021, 6:11 am
The investor protection policy of federal securities regulation faces new challenges in this climate. [read post]
6 Oct 2021, 6:52 am
In the rest of the world, by contrast, nearly 80 percent of lending to such firms comes from banks. [3] Our capital markets continue to support American competitiveness on the world stage because of the strong investor protections we offer. [read post]
5 Oct 2021, 8:54 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
4 Oct 2021, 2:32 pm
With the rise in cybercrimes and the sophistication of cybersecurity breaches, companies would fare better in strengthening not only their security measures but also their disclosure protocols to ensure that investors can weigh all information when making a securities decision. [read post]
4 Oct 2021, 6:24 am
NEW RESTRUCTURING LAW AND REAL ESTATE TRANSFER TAX REFORMS StaRUG German restructuring law saw significant changes at the beginning of the year with the introduction of a new pre-insolvency restructuring framework in the Corporate Stabilisation and Restructuring Act (StaRUG). [read post]
