Search for: "The Regulatory Review Staff"
Results 921 - 940
of 3,925
Sorted by Relevance
|
Sort by Date
15 Jan 2014, 12:11 am
The global financial services industry is still reeling from the regulatory investigations surrounding the Libor scandal. [read post]
25 May 2022, 9:02 pm
Training and testing A risk-based inspection or control policy is not yet feasible due to the lack of industry information and absence of a risk assessment for the major biological and chemical hazards in Bangladesh, as well as the lack of staff with related experience. [read post]
8 Mar 2025, 2:10 pm
This comprehensive regulatory review reflects legislative priorities spanning multiple successive U.S. administrations, each focusing on abating technological hegemony while also managing the fast-paced growth and deployment of AI technologies. [read post]
10 Nov 2024, 5:26 am
Implications for eDiscovery and Regulatory Compliance Regulatory Expectations and HSR Filings The uptick in HSR filings points to increased M&A activity, necessitating thorough regulatory reviews. [read post]
19 Mar 2018, 5:48 am
Peirce said that the SEC, while it does have an enforcement program, it is a regulatory agency and not a law enforcement agency. [read post]
27 Jun 2023, 5:35 am
The White Law Group reviews the regulatory history of JP Morgan Securities LLC. [read post]
9 Sep 2014, 9:30 pm
Environmental Protection Agency’s (EPA) position in the case Utility Air Regulatory Group v. [read post]
27 Sep 2023, 9:01 pm
” The Sample Letter provides insight as to the Staff’s views of how it may review and enforce the SEC’s existing disclosure requirements with respect to crypto assets. [read post]
30 Apr 2025, 4:15 am
– The SEC has solicited feedback held several roundtables on crypto regulatory issues. [read post]
9 Aug 2011, 2:46 am
PPMs that display sufficient risk characteristics will be reviewed by FINRA staff. [read post]
13 Sep 2024, 3:49 am
As transaction volumes grow, so do the demands for compliance, regulatory reviews, and data management. [read post]
8 Jul 2013, 9:30 pm
This post draws from the author’s upcoming article in the Georgia State University Law Review, “The Efficacy of Cybersecurity Regulation." [read post]
28 Jan 2021, 11:42 am
On January 20, President Biden’s Chief of Staff Ronald Klain issued a memorandum to the heads of executive departments and agencies setting forth the terms of a regulatory freeze. [read post]
19 Oct 2016, 12:18 pm
During a QA survey, a QA team will review the results of a survey previously conducted by a DADS survey team. [read post]
6 Dec 2017, 7:14 pm
” According to the FDA Commissioner, the agency has reviewed more than 100 medical devices and one drug that are currently on the market, which are being manufactured by 3D printers. [read post]
15 Feb 2022, 9:01 pm
They can ask for a review or agree that they should become law. [read post]
15 Jan 2019, 7:41 pm
Staff determined the project was exempt from environmental review. [read post]
25 Feb 2022, 10:49 am
Footnote 10 to the report stated that the staff’s review of academic and other literature failed to reveal studies on some of the specific topics the statutory provision assigned to the SEC to study. [read post]
12 Mar 2019, 10:00 pm
” This mandate is intentionally overbroad and designed to grant wide-ranging authority to examine industry behavior, including the review of both prospective mergers and consummated technology mergers. [read post]
23 Jun 2009, 1:48 pm
Decades of decreasing budgets, decreasing staff, and the dominance of a political ideology that viewed government regulation of anything as evil effectively rendered agencies such as CPSC impotent and unable to perform their duties. [read post]
