Search for: "The Regulatory Review Staff"
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29 Apr 2011, 7:47 am
FSOC will also produce an annual report on regulatory developments and financial risk. [read post]
9 Sep 2014, 9:30 pm
Environmental Protection Agency’s (EPA) position in the case Utility Air Regulatory Group v. [read post]
27 Sep 2023, 9:01 pm
” The Sample Letter provides insight as to the Staff’s views of how it may review and enforce the SEC’s existing disclosure requirements with respect to crypto assets. [read post]
13 Sep 2024, 3:49 am
As transaction volumes grow, so do the demands for compliance, regulatory reviews, and data management. [read post]
19 Oct 2016, 12:18 pm
During a QA survey, a QA team will review the results of a survey previously conducted by a DADS survey team. [read post]
3 Sep 2014, 11:37 am
Specifically, DTCC contended that the Commission violated the APA by not conducting full notice and comment rulemaking proceedings and not preparing cost-benefit analyses for the withdrawal of the FAQs and the review of CME Rule 1001. [read post]
1 Dec 2017, 11:54 am
Commission staff also will conduct reviews of exchanges, clearing firms, and individual traders involved in the trading and clearing of bitcoin futures. [read post]
16 Sep 2013, 1:32 pm
If you or your health care entity need help developing compliance plans or reviewing and refining existing audit defense strategies in light of the Final Rule or this sub-regulatory guidance, please contact an experienced healthcare attorney at 248-544-0888. [read post]
3 Oct 2014, 6:29 am
The adoption of a uniform standard still may not clear up investor confusion given the differences in advertising rules, supervisory requirements, licensing and registration, and books and records requirements, according to Piwowar.Given these differences, the staff also recommended that the SEC consider harmonizing the regulatory requirements of broker-dealers and investment advisers when they perform the same or similar functions. [read post]
25 Feb 2022, 10:49 am
Footnote 10 to the report stated that the staff’s review of academic and other literature failed to reveal studies on some of the specific topics the statutory provision assigned to the SEC to study. [read post]
8 Jul 2013, 9:30 pm
This post draws from the author’s upcoming article in the Georgia State University Law Review, “The Efficacy of Cybersecurity Regulation." [read post]
25 May 2022, 9:02 pm
Training and testing A risk-based inspection or control policy is not yet feasible due to the lack of industry information and absence of a risk assessment for the major biological and chemical hazards in Bangladesh, as well as the lack of staff with related experience. [read post]
23 Jun 2009, 1:48 pm
Decades of decreasing budgets, decreasing staff, and the dominance of a political ideology that viewed government regulation of anything as evil effectively rendered agencies such as CPSC impotent and unable to perform their duties. [read post]
9 Jan 2013, 11:56 pm
In the January/February edition of the Columbia Journalism Review, I report on the challenges facing journalists covering food safety, from the slow trickle of information during foodborne illness outbreaks to the complicated food-regulatory system. [read post]
9 Aug 2011, 2:46 am
PPMs that display sufficient risk characteristics will be reviewed by FINRA staff. [read post]
28 Jan 2021, 11:42 am
On January 20, President Biden’s Chief of Staff Ronald Klain issued a memorandum to the heads of executive departments and agencies setting forth the terms of a regulatory freeze. [read post]
6 Dec 2017, 7:14 pm
” According to the FDA Commissioner, the agency has reviewed more than 100 medical devices and one drug that are currently on the market, which are being manufactured by 3D printers. [read post]
15 Feb 2022, 9:01 pm
They can ask for a review or agree that they should become law. [read post]
15 Jan 2019, 7:41 pm
Staff determined the project was exempt from environmental review. [read post]
17 Mar 2011, 3:01 pm
" Stoel Rives attorney Cherise Oram, NHA Legislative Affairs Committee Chair, assisted NHA staff in its work on the bill. [read post]
