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8 Mar 2010, 6:52 am
Ted Gardiner, the FBI informant on a massive bust of traders in black market Native American artifacts, has committed suicide, making his the third suicide in the process of this investigation and prosecution. [read post]
22 Jan 2009, 5:56 am
It includes everything from Keebler peanut butter crackers to Trader Joe's celery with peanut butter to Peanut Toffee Buzz Clif bars. [read post]
4 May 2009, 5:36 am
Mark Baker, TBO.com (AP), John Edwards acknowledges federal probe DOJ Press Release, Former Head Securities Trader for Lancer Group Hedge Funds Pleads Guilty to Conspiracy to Commit Mail, Wire and Securities Fraud Chris DaAngelo, The Western News, Prosecution drops its... [read post]
6 Dec 2006, 11:08 am
Here is one: If a young energy trader at Amaranth Advisors had only taken the job at SAC Capital that was being dangled in front of him (along with a $1 million bonus), the implosion might [...] [read post]
25 Oct 2009, 10:14 pm
I've seen them all: bonuses based on loan volume; banking fees based on a percentage of the debt issued; traders being richly rewarded for unsustainable performance... [read post]
11 Aug 2006, 1:07 am
These offers typically come from professional claims traders, most of which are in the business... [read post]
22 Jul 2011, 12:34 pm
Adds More Lawyers AP, Washington Post,NY hedge fund trader gets prison after... [read post]
27 Jan 2020, 12:15 am
.: Stock traders are accused of siphoning $60 billion from state coffers, in a scheme that one called “the devil’s machine. [read post]
10 Aug 2011, 6:59 am
The August 2011 stock market may be thrilling for professional traders and a clinic for students of economics, but is a reminder to those receiving settlements that represent income that they cannot... [read post]
14 Jun 2011, 5:45 pm
First Derivatives Traders, that a mutual fund adviser cannot be held liable in a private Rule 10b-5 action for false statements included in the prospectuses... [read post]
12 May 2014, 1:17 pm
First Derivative Traders, -- U.S. --, 131 S. [read post]
21 Aug 2018, 8:29 am
The following law review article relating to securities regulation is now available in paper format: Stanislav Dolgopolov, Securities Fraud Embedded in the Market Structure Crisis: High-Frequency Traders as Primary Violators, 9 Wm. [read post]
19 Feb 2007, 9:44 pm
In yet another example of the wide disparity between those who went to trial and those who cooperated and plead guilty in Enron related cases, CNN Money reports that two former energy traders received sentences of two years probation and... [read post]
7 Dec 2020, 12:19 pm
The founders of a company called Raging Bull, which has an office in Maryland, tout themselves as expert stock traders who teach customers how they, too, can become millionaires. [read post]
5 Aug 2009, 1:08 pm
The SEC announced that it has taken its first enforcement actions for violations of the Commission's rules to prevent abusive "naked" short selling, charging two options traders and their broker-dealers with violating the locate and close-out requirements of Regulation SHO.... [read post]
11 Mar 2009, 8:34 am
Merrill Lynch will pay $7 million as part of a settlement with the Securities and Exchange Commission over the use of squawk boxes, the intercom systems that sit on the desks of traders, brokers and salespeople and are commonly used to bark out orders and other internal communications. [read post]
23 Nov 2016, 12:53 pm
Ye Wang has posted (Naked) Short Selling Around Earnings Announcement on SSRN with the following abstract: Since short sellers are considered sophisticated traders and respond to corporate news and public information in a timely manner, corporate earnings announcements containing new... [read post]
17 Dec 2009, 1:43 am
"A resolution is expected in the high court today of the libel action brought against the BBC by British-based oil traders Trafigura. [read post]
26 Aug 2008, 1:38 pm
Now it's asking its bankers and traders to stop using color copying and to start printing presentations on both sides of the page. [read post]
15 May 2008, 9:39 pm
Army Corps of Engineers News Orleans Levee Reconstruction Project Houston Chronicle - Court Upholds Punishment for Ex-Reliant Trader DOJ - Oregon Man Pleads Guilty... [read post]
