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23 Jan 2018, 9:18 am by Michael J. Giarrusso
  Through its Motion to Direct the Appointment of a Chapter 11 Trustee, the SEC alleged that cause existed for the appointment of an independent trustee to help manage the bankruptcy process and protect the interests of numerous Woodbridge investors: “[i]nstead of allowing a District Court to appoint an independent fiduciary, Robert Shapiro decided that he would select the victims’ fiduciaries when he started hiring the team of managers and… [read post]
11 Jan 2018, 6:56 am by Renae Lloyd
Securities and Exchange Commission, the regulator urged a federal judge on Wednesday to appoint a trustee to manage the Woodbridge Group of Companies. [read post]
21 Dec 2017, 6:00 am by Doug Cornelius
IA-4182 (August 26, 2015)(notice) and IA-4203 (September 22, 2015) (order); Fidelity Management & Research Company and FMR Co., Inc., Investment Advisers Release Nos. [read post]
19 Dec 2017, 2:53 pm by Thompson & Knight LLP
  The Bank of New York Mellon (London Branch) serves as facility agent and HSBC Corporate Trustee Company (UK) Limited serves as the security agent for the mezzanine lenders. [read post]
19 Dec 2017, 2:53 pm by Thompson & Knight LLP
  The Bank of New York Mellon (London Branch) serves as facility agent and HSBC Corporate Trustee Company (UK) Limited serves as the security agent for the mezzanine lenders. [read post]
18 Dec 2017, 10:55 am by Belinda S. Morgan
When implementing a cybersecurity risk management strategy, plan sponsors should remember that one size does not fit all. [read post]
14 Dec 2017, 5:57 am by Renae Lloyd
KKR and FS Investments plan to create the largest BDC platform on the market, with approximately $18 billion in combined assets under management. [read post]
12 Dec 2017, 12:35 pm by Tim Curtis
The Johns Hopkins University Board of Trustees voted Friday to divest from separately managed investments in thermal coal, the school announced Tuesday. [read post]
9 Dec 2017, 1:07 am by Lorene Park
“Microsoft has invested significant resources in Dreamers, who serve in critical roles at the company,” according to the complaint. [read post]
30 Nov 2017, 9:14 am
Speaking in his capacity as a Trustee of the Royal Academy of Culinary Arts, Frederick detailed the Academy's new "six pillars" of its food philosophy: sustainable; local; bio-friendly; animal-friendly; waste management; and communality. 90% of the chefs surveyed requested this initiative and, interestingly, the younger generations of chef are the most passionate about these issues (suggesting the trend towards sustainability will continue in future). [read post]
28 Nov 2017, 12:19 pm by Zuri Blackmon
The disciplinary actions received by all four employees were consistent with the range of penalties set forth in the IRS Manager’s Guide to Penalty Determinations. [read post]
17 Nov 2017, 3:00 am by John Jenkins
It fought the reelection of directors at companies such as Charter Communications Inc., Pfizer Inc. and PayPal Holdings, Inc., according to filings and a spokesman for the money manager. [read post]
15 Nov 2017, 7:39 pm by Wolfgang Demino
Significantly, the beneficial interest includes not only an equity interest in the Trusts, but also the “right to direct or consent to the actions of the Owner Trustee and otherwise participate in the management of and control the affairs of the Trust. [read post]
13 Nov 2017, 5:49 am
Unless Spacey manages to expand the scope of an appropriate state law cause of action to fit such a claim, which in this Kat’s view  would set a new precedent,  the shunned actor has no leg to stand on under US law. [read post]