Search for: "U.S. Commodity Futures Trading Commission"
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15 Jun 2012, 11:30 am
., U.S. v. [read post]
14 Jun 2012, 9:30 pm
The Commodity Futures Trading Commission (CFTC) may delay some derivatives rules for foreign banks according to chairperson Gary Gensler. [read post]
7 Jun 2012, 6:48 am
Commodity Futures Trading Commission announced the filing of a Federal enforcement action against Atlantic Bullion & Coin, Inc. and Ronnie Gene Wilson (the "Defendants"). [read post]
7 Jun 2012, 6:48 am
Commodity Futures Trading Commission announced the filing of a Federal enforcement action against Atlantic Bullion & Coin, Inc. and Ronnie Gene Wilson (the "Defendants"). [read post]
6 Jun 2012, 2:56 pm
The Illinois Securities Department assisted in the investigation, as did the Commodity Futures Trading Commission, which filed a civil enforcement lawsuit against Varlesi in March of this year. [read post]
6 Jun 2012, 2:56 pm
The Illinois Securities Department assisted in the investigation, as did the Commodity Futures Trading Commission, which filed a civil enforcement lawsuit against Varlesi in March of this year. [read post]
5 Jun 2012, 11:20 am
Richards spent 24 years as an attorney at the Commodity Futures Trading Commission, including as a deputy general counsel. [read post]
5 Jun 2012, 10:47 am
Commodity Futures Trading Commission may vote on interpretive guidance extending the Dodd-Frank Act to some overseas swap trading as soon as June 21, said sources familiar with the matter. [read post]
5 Jun 2012, 8:56 am
Under Dodd-Frank, whistleblowers can receive as much as 10% to 30% of all fines and penalties recovered by the SEC and the Commodities Futures Trading Commission (CFTC) in the successful prosecution of a firm accused of fraud or violating state and federal securities laws. [read post]
5 Jun 2012, 8:41 am
The Commodities Futures Trading Commission (CFTC) is expanding its investigation into whether J.P. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
31 May 2012, 10:37 am
Commodity Futures Trading Commission convened a roundtable today, seeking expert input on how to implement the Volcker rule, passed by Congress as part of the Dodd-Frank Act in 2010. [read post]
31 May 2012, 9:53 am
The National Futures Association (NFA), the self-regulatory organization for the U.S. futures industry, has proposed several measures to tighten control over customer segregated funds held by commodity futures brokers, known as futures commission merchants (FCMs). [read post]
29 May 2012, 6:05 pm
District Court for the Southern District of New York, Kent Whitney an ex-registered floor broker at the Chicago Mercantile Exchange, agreed to pay $600K to settle allegations by the Commodity Futures Trading Commission that he made statements that were “false and misleading” to the exchange and others about a scam to trade options without posting margin. [read post]
24 May 2012, 3:03 pm
Commodity Futures Trading Commission (CFTC) brought charges today in the U.S. [read post]
22 May 2012, 11:03 am
Senate Banking Committee today in a hearing featuring the heads of the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
22 May 2012, 10:20 am
Commodity Futures Trading Commission has announced a final rule governing record-keeping and reporting of two types of swap transactions;” (a) pre-enactment – entered into either before the passage of the Dodd-Frank Act, and (b) transitional – entered into between the passage of Dodd-Frank and a future compliance date contingent on upcoming final definitions of “swap,” Swap Dealer (SD),” and “Major Swap… [read post]
21 May 2012, 7:53 am
The state imprisons more of its people, per head, than any of its U.S. counterparts. [read post]
18 May 2012, 8:17 am
Commodity Futures Commission is considering changes to rules limiting speculation in commodities such as oil and natural gas, according to people with knowledge of the matter. [read post]
