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16 Jul 2015, 4:00 pm by Pillsbury Investment Fund Group
GoodKristin Synder, Securities and Exchange Commission Frank Martin, Standard Pacific Capital, LLC Michelle Young, Ohana Advisors Sponsors Pillsbury 100 Women in Hedge Funds [read post]
3 Jul 2009, 5:57 am
(Laurence Kaye on Digital Media Law) ACS:Law and Logistep currently seeking settlement from around 6000 alleged file-sharers but ISPs doubt accuracy of evidence (TorrentFreak) We should have embraced Napster says BPI boss Geoff Taylor in op-ed piece for BBC (Ars Technica)   United States US General – Decisions 9th Circuit: Anti-spyware company protected by 47 USC 230(c)(2): Zango v Kaspersky Lab (Technology & Marketing Law Blog)   US Patents How… [read post]
14 Feb 2020, 3:00 am by Jim Sedor
Businesses already have a complicated relationship with Trump over his trade wars and with Democrats, whose presidential candidates are targeting many industries. [read post]
29 May 2019, 5:06 pm by Kevin LaCroix
 The data, which spans from January 2009 to September 2018, indicates 97 percent of the bitcoin laundered through cryptocurrency trading platforms ends up in countries with lenient AML regulations. [read post]
8 Nov 2019, 3:00 am by Jim Sedor
Advocacy Groups Fear Impact of Twitter Political Ad Ban The Hill – Alex Gangitano | Published: 11/1/2019 Advocacy groups and trade associations are worried that Twitter’s decision to ban all political advertisements could hurt their efforts to use digital marketing to promote their issues. [read post]
12 Dec 2018, 1:05 pm by ccollins
In 2015, a US district court judge ordered Fujinaga and MRI to pay over $580M as part of the final judgment in the US Securities and Exchange Commission’s civil case against them. [read post]
15 Apr 2022, 4:00 am by Jim Sedor
Inspector General Harriet Richardson said she began the investigation after receiving evidence the manager used to work for the construction management firm, and the manager’s spouse and sibling still worked for the firm. [read post]
23 Jul 2018, 1:02 pm by Erin F. Fonté and Ferdose al-Taie
An Initial Coin Offering (ICO) is typically used as a fundraising tool that trades future cryptocoins in exchange for cryptocurrencies of immediate, liquid value (e.g. the Bitcoin/altcoin cryptocurrencies). [read post]
26 Nov 2021, 5:38 am
Maldonado, Schulte Roth & Zabel LLP, on Monday, November 22, 2021 Tags: Asset management, Disclosure, Exchange-traded funds, Form N-PX, Institutional Investors, Mutual funds, Rule 14Ad‑1, SEC, Securities regulation, Shareholder voting Stock Investors’ Returns are Exaggerated Posted by Jesse M. [read post]
25 Jul 2014, 7:38 am by Jim Sedor
News You Can Use is a news service provided at no charge only to clients of our online Executive Source Guides, or ALERTS consulting clients. [read post]
10 Apr 2020, 6:45 am by Renae Lloyd
An exchange-traded note (ETN) is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. [read post]
25 Apr 2021, 2:00 pm by Doug Cornelius
Sources: Action by the Securities and Exchange Commission: https://www.sec.gov/litigation/litreleases/2021/lr25070.htmAction by the US Attorney in the Southern District of NY: https://www.justice.gov/usao-sdny/pr/second-managing-partner-investment-advisory-firm-pleads-guilty-defrauding-clients-and [read post]
31 Mar 2020, 6:48 am by Renae Lloyd
The C-Tracks Exchange-Traded Notes Based on the Performance of the Miller/Howard MLP Fundamental Index are unsecured debt securities issued by Citigroup Inc. [read post]
10 Apr 2020, 6:52 am by Renae Lloyd
An exchange-traded note (ETN) is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. [read post]
23 Aug 2019, 3:00 am by Jim Sedor
They also questioned whether the commission’s findings would have a negative impact on corporate sponsorships of all type of government-related trade associations. [read post]
26 Jun 2011, 4:47 pm by Larry Ribstein
Last year, KKR & Co. began trading on the New York Stock Exchange. * * * There is more to come. [read post]