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5 Jun 2016, 11:17 pm
Anyway, that proves that I never cut corners when I was a kid … Congress: The Latest Effort to Replace Dodd-Frank Here’s the intro of this WSJ article by Donna Borak & Andrew Ackerman: A top Republican financial policy maker in Congress has crafted a plan to repeal key provisions of postcrisis regulations enacted under President Barack Obama, according to a draft summary of the bill seen by The Wall Street Journal. [read post]
After the Hulk Hogan Lawsuit Funding Flap, Is it Time for a Look at Litigation Financing Regulation?
5 Jun 2016, 5:15 pm
As discussed in a May 27, 2016 Wall Street Journal article (here), funding critics have tried to argue that litigants should have to disclose when litigation funding is involved. [read post]
3 Jun 2016, 6:19 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, June 3, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 27–June 2, 2016. [read post]
2 Jun 2016, 6:07 am
But with hostility to Wall Street a recurring theme across political parties in the US presidential campaign, prudent remedial steps may be in sight. [read post]
31 May 2016, 4:05 pm
Well-known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
18 May 2016, 6:00 am
In my article SPOE + TLAC = More Bailouts for Wall Street, which was recently published in the Banking & Financial Services Policy Report, I discuss a new strategy that the Federal Reserve Board (Fed) has proposed for dealing with failures of global systemically important banks (G-SIBs). [read post]
17 May 2016, 7:03 am
From September 2009 until December 2009, Goldman was associated with LPL Financial Corporation. [read post]
16 May 2016, 5:31 pm
How you can help in the fight against these unfair practices DiscoverTell the CFPB to restore your rights to hold Wall Street accountable! [read post]
16 May 2016, 3:31 pm
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
13 May 2016, 2:42 am
Here’s the intro from this blog by Kevin LaCroix: I am sure many readers saw Monica Langley’s front page Wall Street Journal article earlier this week about Salesforce CEO Marc Benioff and how he uses his position to advance social causes he favors, including most recently, his efforts to combat state legislation concerning transgender bathroom use. [read post]
9 May 2016, 4:45 pm
CBO: “H.R. 4894 would repeal title II of the Dodd-Frank Wall Street Reform Act of 2010. [read post]
6 May 2016, 11:45 am
Well-known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
5 May 2016, 7:46 am
As a result, no matter how many consumers are injured by the same conduct, consumers must proceed to resolve their claims individually against the company.Through the Dodd-Frank Wall Street Reform and Consumer Protection Act, Congress required the CFPB to study the use of mandatory arbitration clauses in consumer financial markets. [read post]
3 May 2016, 4:55 pm
The proposal ensures consistency with restrictions on financial contracts under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act that support the orderly resolution of financial firms. [read post]
27 Apr 2016, 9:01 am
Employer and other group health plan sponsors, fiduciaries and administrators and individual and group health insurers should confirm their plan documents and practices comply with new additional guidance on when the Patient Protection and Affordable Care Act (ACA) preventive care mandates set forth in Public Health Services (PHS) Act section 2713, the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code (the Code) require non-grandfathered group health plans to cover… [read post]
27 Apr 2016, 9:01 am
Employer and other group health plan sponsors, fiduciaries and administrators and individual and group health insurers should confirm their plan documents and practices comply with new additional guidance on when the Patient Protection and Affordable Care Act (ACA) preventive care mandates set forth in Public Health Services (PHS) Act section 2713, the Employee Retirement Income Security Act (ERISA) and the Internal Revenue Code (the Code) require non-grandfathered group health plans to cover… [read post]
26 Apr 2016, 1:13 pm
Theranos’ announcement about the investigations comes on the heels of a series of October 2015 Wall Street Journal (“WSJ”) articles critical of the accuracy of the company’s blood-testing methods. [read post]
22 Apr 2016, 6:21 am
Instead of leaping over tall buildings, Warren’s political superpowers are focused on something she sees as even more threatening: the Wall Street and Capitol Hill power brokers she holds responsible for hollowing out the middle class. [read post]
21 Apr 2016, 10:07 am
Health Plans, Sponsors & Business Associates Should Verify Plan’s HIPAA Compliance Employers and other health plan sponsors and the health plan fiduciaries and business associates providing services involving dealings on behalf of the plan with protected health information just received another reminder to confirm and be prepared to prove all required business associate agreements are in place and that the health plans otherwise properly are administering all policies, practices,… [read post]
21 Apr 2016, 10:07 am
Health Plans, Sponsors & Business Associates Should Verify Plan’s HIPAA Compliance Employers and other health plan sponsors and the health plan fiduciaries and business associates providing services involving dealings on behalf of the plan with protected health information just received another reminder to confirm and be prepared to prove all required business associate agreements are in place and that the health plans otherwise properly are administering all policies, practices,… [read post]
