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23 Dec 2020, 1:17 pm
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
23 Dec 2020, 11:06 am
If a brokerage firm unsuitably recommends an investment they can be held responsible for the losses in a FINRA arbitration claim. [read post]
23 Dec 2020, 10:00 am
The parties arbitrated their disputes and an arbitrator signed the proposed divorce decree. [read post]
23 Dec 2020, 6:48 am
In this case, after losing the arbitration, management took the issue to court, which rules that the arbitrator did not violate the rules and that the arbitration ruling will stand.The case is A&A Maintenance v. [read post]
23 Dec 2020, 6:16 am
Further, using an instrumental variable based on the random assignment of arbitrators, we present evidence that brokers who receive expungement are more likely to reoffend than brokers who are denied expungement. [read post]
SCOTUS Asked to Resolve Circuit Split Over U.S. Discovery in Foreign Private Commercial Arbitrations
23 Dec 2020, 6:13 am
The United States Supreme Court has reportedly been asked to resolve a circuit split over whether parties to a foreign commercial arbitration proceeding may seek discovery in the United States under 28 U.S.C. [read post]
23 Dec 2020, 4:00 am
The court explained that an arbitration award may be vacated "only if the court finds that the party's rights were prejudiced by corruption, fraud or misconduct in procuring the award or the partiality of an arbitrator appointed as a neutral; where the arbitrator exceeded his or her power or so imperfectly executed it that a final and definite award was not made; or where the arbitrator failed to follow the procedure set forth in CPLR 7511(b)(1). [read post]
23 Dec 2020, 4:00 am
The court explained that an arbitration award may be vacated "only if the court finds that the party's rights were prejudiced by corruption, fraud or misconduct in procuring the award or the partiality of an arbitrator appointed as a neutral; where the arbitrator exceeded his or her power or so imperfectly executed it that a final and definite award was not made; or where the arbitrator failed to follow the procedure set forth in CPLR 7511(b)(1). [read post]
22 Dec 2020, 5:19 pm
Employers often favor arbitration as opposed to litigation in court because they may be able to narrow the amount of discovery you can do, and they may believe an arbitrator (or arbitration panel) will be more favorable to them than a jury would be. [read post]
22 Dec 2020, 12:11 pm
The post SEC Alleges Silicon Sage Builders Engaged in Real Estate Fraud appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Dec 2020, 10:17 am
Each party will submit a payment amount and the IDR entity will select the correct amount ( often referred to as “baseball style arbitration”). [read post]
22 Dec 2020, 10:02 am
If you have lost money with Rawad Alame, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
22 Dec 2020, 10:00 am
SB 1242 created an arbitration process that forced the parties to resolve their disputes. [read post]
22 Dec 2020, 9:43 am
The post Michael Martino, Four Points Capital Broker Subject Of Eight Disclosures appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Dec 2020, 9:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
22 Dec 2020, 9:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. [read post]
22 Dec 2020, 9:24 am
The post Broker Matthew Platnico Faces Allegations Of $1.46M Unauthorized Trading appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Dec 2020, 7:17 am
While courts generally favor arbitration as a form of dispute resolution, “arbitration is favored only as to those disputes which the parties actually agreed to arbitrate. [read post]
22 Dec 2020, 7:17 am
While courts generally favor arbitration as a form of dispute resolution, “arbitration is favored only as to those disputes which the parties actually agreed to arbitrate. [read post]
22 Dec 2020, 7:02 am
Continue reading The post Hortensia Llavat, formerly with Santander Securities, facing twenty-three pending customer disputes over unsuitable Puerto Rico investments appeared first on Securities Arbitration Lawyer Blog. [read post]
